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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF
AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
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2 mentions1 same-page
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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
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Mutual Connections (124)
Entities connected to both USAGES and TREE INVTS INC COM
CUSTOMS
ORGANIZATION71 w/ USAGES·4 w/ TREE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION71 w/ USAGES·4 w/ TREE
THE CLEARING FACILITY
ORGANIZATION69 w/ USAGES·4 w/ TREE
THE BOARD OF GOVERNORS OF
ORGANIZATION69 w/ USAGES·4 w/ TREE
ON PERSHING'S
ORGANIZATION67 w/ USAGES·4 w/ TREE
Jeff Sessions
PERSON67 w/ USAGES·4 w/ TREE
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ USAGES·3 w/ TREE
TAXABLE
ORGANIZATION47 w/ USAGES·3 w/ TREE
the Pershing Customer Service Department
ORGANIZATION41 w/ USAGES·4 w/ TREE
the State of New York
LOCATION40 w/ USAGES·4 w/ TREE
Pershing
LOCATION40 w/ USAGES·4 w/ TREE
Legal Department
ORGANIZATION39 w/ USAGES·4 w/ TREE
Pershing LLC
ORGANIZATION37 w/ USAGES·4 w/ TREE
Securities Investor Protection Corporation
ORGANIZATION33 w/ USAGES·4 w/ TREE
the Options Clearing Corporation
ORGANIZATION33 w/ USAGES·4 w/ TREE
Client Service Information
ORGANIZATION32 w/ USAGES·3 w/ TREE
Pie Chart
ORGANIZATION31 w/ USAGES·4 w/ TREE
Jersey City
LOCATION30 w/ USAGES·4 w/ TREE
Baltimore
LOCATION29 w/ USAGES·4 w/ TREE
Money Market Fund
ORGANIZATION28 w/ USAGES·3 w/ TREE