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SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F A
ge 6 of T Account Number. N40.026161 Go paperless Rated IL ...lent I...Nosy Yalu %Inc* 2007 0 0A/II RAT( COMMUNICATIONS SOUTI- FRN F dni FI D AENTI A L. "Mina M.1 wry at ewe Vara OlitrOgres MEV W vase/pm onsosastosoat. wise ova SOWS/N.4_0000665 DB-SONY-0012469 EFTA_00160274 EFTA01291760
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
23801 Stated tscollona MOW 4011 Go paperless 2007 FJMA L BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67e)L THEM OKIFI D AENTI A L OAxesurmer SDNY_GM_00046208 OB-SDNY-0009032 EFrA_00156817 EFTA01289180 Important Inform ation and Disclosures (continued) Reinvestment
SACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF
Basis: $445.000.00 Account Num be E:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768
Entities connected to both USAGES and AENTI

CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION