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d in eneral. for the ongoing relationship that it has with you. • Inquries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquines regarding your account or activity should be directed to your financial institution. Your financial organization's contact inf
3.00 -519,345.00 -316.206.00 2,833.81 3.62% 615,787.38 13.62% 229,174.40 1.88% 90.00 pate 7 of 20 Rated 1..colibrigi Every Vow. Lea 2007 GALLIA. RATED COMMUNCATIONS ex.:sumer SDNY_GM_00045862 DB-SDNY-0008686 EFTA_GOI5647I EFTA01288834 Portfolio Holdings (continued) Date ired Quiet
in eneral, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact
I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) TM ERA N -88.470.59 3.123.95 Page 3 of 18 Rated tacelleria Lven. Year Since 2007 GALLIA. RAT0DCOMMUNICATIONS rxentrwer SDNY_GM_00045973 OB-SDNY-0008797 EFTA_00156582 EFTA01288945 Portfolio Holdings (continued) Cale Acquired Ouae
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizati
F I DA Estimated Estimated Annual Income Yield 135,781.25 6.33% $136,781.26 5136,781.26 Page 4 of 14 Rated excellent (very V.A. Since 2007 GALLIA. RATED COMMUNICATIONS rxesurnaer .7r. it "J .7: dIre SON Y_GM_0004 8007 OB-SDNY-001O831 EFrA_00 I 58616 EFTA01290644 Ocuicev Ram PoweVhattniA
Entities connected to both the Pershing Customer Service Department and GALLIA
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONMoney Market Fund
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION