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d in eneral. for the ongoing relationship that it has with you. • Inquries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquines regarding your account or activity should be directed to your financial institution. Your financial organization's contact inf
rmation pertaining to these transactions, including the time of execution and the name of the person from Fage16 of 18 Account Number: Go erless Rated Excellent, DIAS ROIL pap Lvery Year Sante 2'007 SOUTHERNCON F I DrWrIAL, OALOAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM
in eneral, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact
.500.00 7.72% 65.199 99 72.500.00 7.13% 39,199 99 72.500.00 7.13% 21.800 02 72.500.00 7.13% Page 9 of 19 Account Num ber (.40 paperless Rated Excellent, Every Visor Since 2007 DAL BAR RATED COMMUNCATIONS rxesturmer ratitr•-•'1.1:7=1=" ""4"=".• nary tact •••••••• nista. we. MC SDNY_GM_00045960
d in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact infor
D. R CRIM. P. 6(e) B0129911CM0017 Go paperless CON F I DAENTIAL Please review your allocation perioclicalry wth your Client Advisor'. Pagetof9 Rated Excellent, Ivory Year Siva 2007 DAUM. RATED COMMUNICATIONS rxeriurmer Vary (La armor 0100ta. •00 SONY_GM_OOO46981 DB-SDNY-0009805 EFIA_00157590 EFTA01
Entities connected to both the Pershing Customer Service Department and Rated Excellent
Pershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONJersey City
LOCATIONthe State of New York
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONMoney Market Fund
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION