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Document Mentions (4 shared documents)
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in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact i
Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
2 mentions1 same-page
Page ?Same page
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizat
tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
2 mentions1 same-page
Page ?Same page
in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at AI other inarines regarding your account or activity should be directed to your financial institution. Your financial organization's contact inf
AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
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2 mentions1 same-page
Page ?Same page
in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizatio
nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
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Mutual Connections (124)
Entities connected to both the Pershing Customer Service Department and TREE INVTS INC COM
Pershing
LOCATION126 w/ the·4 w/ TREE
Securities Investor Protection Corporation
ORGANIZATION111 w/ the·4 w/ TREE
Legal Department
ORGANIZATION101 w/ the·4 w/ TREE
Pershing LLC
ORGANIZATION97 w/ the·4 w/ TREE
Jersey City
LOCATION74 w/ the·4 w/ TREE
the State of New York
LOCATION69 w/ the·4 w/ TREE
Baltimore
LOCATION68 w/ the·4 w/ TREE
Client Service Information
ORGANIZATION52 w/ the·3 w/ TREE
the Options Clearing Corporation
ORGANIZATION49 w/ the·4 w/ TREE
Money Market Fund
ORGANIZATION46 w/ the·3 w/ TREE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION45 w/ the·4 w/ TREE
Jeff Sessions
PERSON44 w/ the·4 w/ TREE
THE CLEARING FACILITY
ORGANIZATION43 w/ the·4 w/ TREE
Pie Chart
ORGANIZATION43 w/ the·4 w/ TREE
THE BOARD OF GOVERNORS OF
ORGANIZATION43 w/ the·4 w/ TREE
CUSTOMS
ORGANIZATION42 w/ the·4 w/ TREE
USAGES
ORGANIZATION41 w/ the·4 w/ TREE
ON PERSHING'S
ORGANIZATION40 w/ the·4 w/ TREE
TAXABLE
ORGANIZATION41 w/ the·3 w/ TREE
Account Value
ORGANIZATION32 w/ the·2 w/ TREE