Back to Network
4
Shared Docs
4
Same-Page
4 / 4
Mentions
Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
quities 79,000,010.52 81,340,314.59 66,664,721.84 El 3% Exchange-Traded Products 2.972.400.00 3.120.000.00 3,138,000.00 100% Account Total (Pie Chart) $117,069,956.26 $120,803,697.80 1106.375.447.56 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURS
Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
2 mentions1 same-page
Page ?Same page
rcent Meet Typo 13% Cash, Money Funds, and Bank Deposits 15% Axed Income 70% Equities Egii 2% Exchange-Traded Products 100% Account Total (Pie Chart) Please review your allocation periodically with your Client Advisor. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON FID gifrA L PSI Yeirad
tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
2 mentions1 same-page
Page ?Same page
237 47 76.927.499 26 68% Exchange-Traded Products 0 00 000 2.709.000 00 2% Mutual Funds 3 004.800 00 2.574.600.00 0.00 0% Account Total (Pie Chart) $103,284,617.80 8112,837,0509 8114,008,144.87 100% U!MB V t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 50101999CSF30019 cig<ffis CO N
AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
Sponsored
2 mentions1 same-page
Page ?Same page
LSD Equities 47,972,851.11 73,490,392.04 69,972,722 90 68.51% Non-U SD Equities 3,038,624.00 2.663.778.00 2.383.712 00 2.31% Account Total (Pie Chart) $103,2114,617.80 $106,801,648.02 3102,140,882.70 100.00% See the Asset Summary Disclosure and Footnotes section for important information regar
nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
Sponsored
Mutual Connections (124)
Entities connected to both Pie Chart and TREE INVTS INC COM
Baltimore
LOCATION45 w/ Pie·4 w/ TREE
the Pershing Customer Service Department
ORGANIZATION43 w/ Pie·4 w/ TREE
Pershing
LOCATION42 w/ Pie·4 w/ TREE
the Options Clearing Corporation
ORGANIZATION41 w/ Pie·4 w/ TREE
Pershing LLC
ORGANIZATION40 w/ Pie·4 w/ TREE
the State of New York
LOCATION39 w/ Pie·4 w/ TREE
Legal Department
ORGANIZATION38 w/ Pie·4 w/ TREE
Client Service Information
ORGANIZATION37 w/ Pie·3 w/ TREE
Securities Investor Protection Corporation
ORGANIZATION35 w/ Pie·4 w/ TREE
THE FEDERAL RESERVE SYSTEM
ORGANIZATION35 w/ Pie·4 w/ TREE
Money Market Fund
ORGANIZATION35 w/ Pie·3 w/ TREE
Jeff Sessions
PERSON34 w/ Pie·4 w/ TREE
THE CLEARING FACILITY
ORGANIZATION33 w/ Pie·4 w/ TREE
THE BOARD OF GOVERNORS OF
ORGANIZATION33 w/ Pie·4 w/ TREE
ON PERSHING'S
ORGANIZATION33 w/ Pie·4 w/ TREE
CUSTOMS
ORGANIZATION32 w/ Pie·4 w/ TREE
USAGES
ORGANIZATION31 w/ Pie·4 w/ TREE
TAXABLE
ORGANIZATION32 w/ Pie·3 w/ TREE
Jersey City
LOCATION30 w/ Pie·4 w/ TREE
Account Value
ORGANIZATION32 w/ Pie·2 w/ TREE