3
Shared Docs
3
Same-Page
3 / 3
Mentions
95 XAUUSO USOARS 5.2846 USD2AR USOCHF 0.9547 USDCAD 1388 09 100612 1.0368 GBN.ISD EURUSD USDTRY 1.5195 USDIPY 1.2994 USIN3RL 1.874 USDNOK 100380 2.1322 SA716 Structured Notes • Manual Pricing via 1P/Aorgan Investment Bank as of prior day rade Date Maturity race Amount Long Desc
19-Mar.13 HEP 9,003 Holly Energy Partners Lp USO Energy 5.32% (1163,200) 5160.101 19.Mar.13 95.50 40.03 (53,099) 20-Mar-13 MODS 900 Model N Inc USD Technology 0.00% (113,950) 518.234 20.Mar.13 15.50 20.26 14284 20-Mar-13 HE 4,000 Hawaiian Electric Inds USD Utilities 4.74% (11
SOCHE 12.1378 5.1875 0.9295 XAuuSD USOKRW USOCAD 1476.89 1101.28 1.0072 GI3PuSD FURUSD US011t`if 1.5533 USD/PY 1.3167 uSD1DU. 1.792 USDNOK 97.440 2.0013 5.7694 • Intrade Pn n sia Sloom Doodend Frory Curnmt Prot. Comuyny Cuormy Inclustry Ytold Cour 8.00 (S) Slokr.t SidlLP. IS
Valor (5) Closing Date Entry Price (Local) Closing Price (Loral) Hod, Energy Partners 1p USD Energy 4115% 160.101 19.Mar-I3 40 80 40.03 Model N Inc USD Technology 0.00% (513,950) 518234 20-Mse13 15.50 20.26 Hawaiian Elect* Inds USD 445% (5107.000) 5107,398 20-Mar-13 26.75 26.85 5
013 (Open Positions) 1476.89 8.9747 1.0072 GIPUSD EURUSD USDTRY ar mitten maw Ile W.. 1.5533 USDJPV 97.440 13167 USDBRI. 2.0013 1.792 USDNOK 5.7694 Currant EX USDRUCH USDARS USOCHF 12.1378 5.1875 0.9295 I(AUUSO 1251)ZAR USDCAD Itructured NOW r .d. Date Maturity lace Amount
al) 19-Mar.13 HIP 4000 Holly Energy Patent.' Lp USD Energy 4 85% (1163.200) 1160.101 19-Mar-13 4010 40.03 ($3,099) 20.Mm-13 MODN 900 Model N Inc USD Technology 0.00% ($13,950) 118 234 20-Mar-13 15.50 20.26 94.214 20.Mar.13 HE 4.000 Hawaiian Electrk Inds USO Whim 4.30% ($107,00
Entities connected to both USDNOK and Model N Inc
USDTRY
ORGANIZATION
Jeffrey Epstein
PERSONUSDKRW
ORGANIZATIONButterfly Trust
ORGANIZATIONSouthern Trust Company
ORGANIZATIONTudor
PERSONEURUSO
ORGANIZATIONUSONOK
ORGANIZATIONMod Inc
ORGANIZATIONLoral
ORGANIZATIONApollo Distribution
ORGANIZATIONTUDOR FUTURES
ORGANIZATIONUSOMXN
ORGANIZATIONCalumet Specialty Products
ORGANIZATIONAres Capital Corp
ORGANIZATIONUSDARS
ORGANIZATIONAccount Position
ORGANIZATIONHeadwaten Inc
LOCATION
JPMorgan Chase
ORGANIZATION
Glenn Dubin
PERSON