3
Shared Docs
3
Same-Page
3 / 3
Mentions
T a lnia et We Van 1ii= 0 :S " SW Wit.* P.0118726CMCO: Go paperless DINO MYR am .-- 7,..r.;c2071touNiCaTiONS P.......• LA ....e.e.s6v6e ac SOUTHER?' CON F I DrwrIAL-g--- SDW_GM_00049691 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012515 EFTA_00I60300 EFTA01291786 Portfolio
26161 Rated (*.Hat it.nt Go paperiess Lyon/ Year 5..C. 2007 0AlOAR PAUL, COMMUNICATIO116 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 676: TFER" ONFIDAENTIAL an et setralot erveZion MIN Wave ennac. avestnalk Mtl. OK SDW_Cat00049626 DB-SONY-0012450 EFTA_00160235 EFTA01291721 Deutsche Asset & Wea
.00 $1,310,300.09 1849,025.00 Account Number Go paperless Page 94021 IZ1 LLC. FI DENTIAL ON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHER Rsd taallonill (nay V.A. LSO, 2007 DAL OAR RATED COMMUN CATIONS excrim.ser SDNY_GM_00045676 OB-SDNY-0008500 EFTA_00156285 EFTA01288648 Portf
ntity Held Rate 2 000,000 000 0.035625 9,546.53 15,435.74 USD Dividend Option Amount of Payment Cash 71 250 00 UNA!, Rot, SOUTHERN LLC. ONFIDAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number paperless 871,250.00 Page 16 of 19 Rated tacollordi Lyon, Vas. Lows 2007 DALB
rom the new cost basis reported in this section. Page 11 of 20 Account Number. Raced Excell•rdi t03AN NOLI Go paperless L very Virar Lace 2007 SOUTHER( CRCS LL . F I DranA L 4 ? [ALDAN RATED COMMUNICATIONS rxest unser CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045866 DB-SDNY-00
6.00 402.629.19 2,131.978 59 -66,29805 .118,710 00 -185,008.05 2.833.81 3.20% 515.787.72 12.00% 229.174.40 1.75% ()PAN ROI SOUTH ERA e4 ONFIDAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 398.606.00 10.4800 Security Identifier: BASET CUSIP 055262505 5043,056.00 82.7380 Security Id
Entities connected to both SOUTHER and ONFIDAENTIAL
the State of New York
LOCATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONAccount Value
ORGANIZATIONPershing LLC
ORGANIZATIONTAXABLE
ORGANIZATIONPershing
LOCATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPie Chart
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTIME PERSHING
ORGANIZATION