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0 Dividend Option Cash Page 20 of 24 Accounl Number: N4G-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) C-Fim,IFIDnliAL SOUTHER 12•O•cl r.s.lient Seven Yeas In A Rs COMAAUNICATIONS LAC MUCCI Oms• was Pass u.C. nosy sesSans •••• s ss cams can sem cosmic.° sr..... • s
NY-0008351 EFFA_00156136 EFTA01288499 Transactions by Type of Activity (continued) ProceØ Trade/ Settlement Transacnon Date Date Actrv, e Dividendsand Interest (continued) 11/15/13 BOND INTEREST RECEIVER ALLY PRA 11115113 FDIC INSLREO BANK DEPOSTSINTEREST REC EI VED 458997996 Total Dividends and Int
T a lnia et We Van 1ii= 0 :S " SW Wit.* P.0118726CMCO: Go paperless DINO MYR am .-- 7,..r.;c2071touNiCaTiONS P.......• LA ....e.e.s6v6e ac SOUTHER?' CON F I DrwrIAL-g--- SDW_GM_00049691 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012515 EFTA_00I60300 EFTA01291786 Portfolio
rities Sec.. . cc _r: 0.00 0.00 000 3 383 998 80 000 3,383,998.80 Total Securities 80.00 30.00 30.00 $3,383,998.80 10.00 $3,383,998.80 Dividendsand Interest 858.72 $0.00 $58.72 $32,303.54 80.00 $32,303.51 Cash Deposits 0.00 0.00 0.00 2,115,213.73 0.00 2.115,21313 Total Cash $0.00 $0.00 $
.00 $1,310,300.09 1849,025.00 Account Number Go paperless Page 94021 IZ1 LLC. FI DENTIAL ON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHER Rsd taallonill (nay V.A. LSO, 2007 DAL OAR RATED COMMUN CATIONS excrim.ser SDNY_GM_00045676 OB-SDNY-0008500 EFTA_00156285 EFTA01288648 Portf
ED AS AGEN T TMNET GROLP INC COM FROSPECTLSIA DER SEPARATE COVER than 500000 1.200 000 Total Securities Bought and Sold • UNITED STATES DOLLAR Dividendsand Interest 03114114 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED 458997996 03125114 BOND INTEREST RECEIVED 12669DYS1 03125114 FOREIGN BOND INTEREST 3
Entities connected to both SOUTHER and Dividendsand Interest
the State of New York
LOCATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPershing LLC
ORGANIZATIONAccount Value
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTIME PERSHING
ORGANIZATION
Ghislaine Maxwell
PERSONMoney Market Fund
ORGANIZATIONON PERSHING'S
ORGANIZATIONClient Service Information
ORGANIZATION