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the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (if YeS, I— Yes F No provide details below and contact Quality Mgt (Lat4m/Int1) or the RegGiatory Control Group and notify Compliance immediately) the client or related party have any financial or other association
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMEN7': Deutsche Bank Private Wealth SONY_GM_00053544 httpsl/na4.salesforce.com/servle frittpriEtrirttACE/D9Diaceid=50060... 11/15/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00
the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (LatAm/Intl)or the Regtiatory Control Group and noOly Compliance immediately) G. Dot the client or related party have any financial or other associ
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY AtTATEMENT: Deutsche Bank Private Wealth SDNY_GM_00057121 Intps://dbforcepb.iny.salesforeerNIORDENTIKOL130000000D9Di&ei ... 1/5/2016 CONFIDENTIAL - PURSUANT TO FED. R. Wis. a(b) ' DB-S
is the customer F. threatening Itigabon against Deutsche Bank AG or any of its subsidiaries? (If Yes, F Yes F No provide details below and contaa Quality Mgt (Lat4m/Intl) or tit Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other associ
Sub-Market Team Head f4TH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00056736 Imps://dbforeepb.my.salesforee.crkisPIDENTIK0L130000000D9Di&ei... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. RoeP.I3tb) ' DB-
is the customer r Yes F No threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt (Let/WI/Intl) or the Regclatory Gondol Group and notify Compliance immediately) SDNY_GM_00064639 CONFIDENTIAL - PURSUANT TO FED. R. 14(-) DB-SDN
Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PR/ VATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00064641 CONFIDENTIAL - PURSUANT TO FED. R. Fit) DB-SDNY-0027466 https://na4.salesforce.com/servIel FIBENTIIkt 0D9Di&eid=500600... 8/2
Entities connected to both Quality Mgt and Deutsche Bank Private Wealth

Jeffrey Epstein
PERSONMartindale-Hubbell
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONLexis/Nexis
ORGANIZATION
Dow Jones
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
U.S. Virgin Islands
LOCATION
Eric Holder
PERSON
Les Wexner
PERSONDarren Indyke
PERSON
Financial Trust Company
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Paul Morris
PERSONDeutsche Bank Americas New York
ORGANIZATIONTIN/EIN
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONBrian M. Biggar
PERSONJanice Franklin
PERSONWeakh
LOCATIONI. Corporate Documentation Attached
ORGANIZATION