Epstein Secrets

is the customer F. threatening leigation against Deutsche Bank AG or any of its subsidiaries? (If Yes r yes F No prowde details below and contact Quality Mgt (Lat4m/Intl) or dr Regulatory Control Group and notify Compliance immediately) the client or related party have any financial or other association

BRK ASSOCIATES INC: No negative media No court cases D. RICHARD KAHN: Approved KYC *01082293 NIL Clearance attached to this KYC Not barred from NYSE Arca and he was cleared twice as seen In the attachments HARRY BELLER: Negative media: Not our client All negative media pertains to an environmental mi

sidiaries or is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes pogo* details below and contact Quality Mgt (Lat4m/Intl) or the Regulatory Control Group and no* Compliance immolate))) O Yes 0No Does the client or related party have any financial or other

rt has been cleared by AML Compliance. Clearance attached. Richard Kahn: - No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared In the previous KYCs. Attached clearances • RDC alert found • realates to violation of NYSE Arca Equities Rule - Clearance attached.

idiaries or is the customer F threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes provide details below and contact Quality Mgt. (LatAmOnt7) or the Regulatory Control Group and notify Compliance immediately) K Yes RN° Does the client or related party have any financial or o

rt has been cleared by AML Compliance. Clearance attached. Richard Kahn: - No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous Kits Attached clearances - RDC alert found - restates to violation of NYSE Arca Equaies Rule - Clearance attached •

idiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other

rt has been cleared by AML Compliance. Clearance attached. Richard Kahn: - No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous KYCs. Attached clearances - RDC alert found - realates to violation of NYSE Arca Equities Rule - - No negative med