Epstein Secrets

s subsidiaries or is the customer threatening floater, against Deutsche Bank AG or any of is subsidiaries' (if Yes, brevet details below and contact Quality Mgt. SDNY_GM_00039746 https://dbforcepb.my.salesforCCINErlIDatiruJiA14000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-

Policy 1) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers.. Brokers, Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00039748 https://dbforcepb.my.salesforCCINErIlDaliTuJiA14000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD

the customer F. threatening Itigation against Deutsche Bank AG or any of Its subsidiaries? (lf Yes, F Yes P" No provide details below and contact Quality Mgt (Lat4m/Intl) or be Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other associa

Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00053587 CONFIDENTIAL - PURSUANT TO FED_ R. 'Mr hups://na4.salesforce.com/servle pEyEtrirtpAEM9Diateid=500600... 3/21/2014 DB-SDNY-00164

is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No prow* details below and contact Quality Mgt (LatAni/Intl) or the geode:ay Control Group and noOfy Compliance immediately) client or related party have any financial or other association / int

YC Policy (i) Client Facing Professionals (CFPV include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_Ght00053616 littps://na4.salesforce.com/servle pliREINFRAtD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. FP.IM I"" DB-SD

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (Latelm/Intl)or the Regciatay Control Group and nobly Compliance immediately) Does the client or related party have any financial or other associat

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00053761 Imps1/864.salesforce.com/servle f itrEjElfrpACE/D9Diateid=500600... 4/10/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016585

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (tatAm/Intl) or the Regulatory Control Group and notify Compbance immediately) G Does the client or related party have any financial or other assoc

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00013490'a hupslina4.salesforce.comiservlet CONFIDENTIAL - PURSUANT TO FED_ R. pEyEIVFMCE:09Diaceid=50060... 10/30/2013 DB-SDNY-0027734 E