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in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
ent on such Early Termination Date (any such termination, an "Elective Termination"). For purposes of calculating amounts due under this Part 5(a), the Electing Party shall be treated as if it were the Affected Party and the Non-electing Party shall be treated as if it were the Non- affected Party. For the purpos
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in accordance with any applicable securities laws of any state of the United States of America. (13) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
ent on such Early Termination Date (any such termination, an "Elective Termination"). For purposes of calculating amounts due under this Part 5(a), the Electing Party shall be treated as if it were the Affected Party and the Non-electing Party shall be treated as if it were the Non- affected Party. For the purpos
2 mentions1 same-page
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in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
ent on such Early Termination Date (any such termination, an "Elective Termination"). For purposes of calculating amounts due under this Part 5(a), the Electing Party shall be treated as if it were the Affected Party and the Non-electing Party shall be treated as if it were the Non- affected Party. For the purpos
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Mutual Connections (67)
Entities connected to both FINRA Rule 2111 and the Electing Party
Non-Reliance
ORGANIZATION8 w/ FINRA·4 w/ the
United States
LOCATION5 w/ FINRA·4 w/ the
the International Swaps and Derivatives Association, Inc.
ORGANIZATION2 w/ FINRA·7 w/ the
Zurich Branches
ORGANIZATION4 w/ FINRA·4 w/ the
Party A under
ORGANIZATION4 w/ FINRA·4 w/ the
New Zealand
LOCATION4 w/ FINRA·4 w/ the
Frankfurt
LOCATION4 w/ FINRA·4 w/ the
Designated Fiduciary
ORGANIZATION4 w/ FINRA·4 w/ the
the Credit Support Provider of Party
ORGANIZATION4 w/ FINRA·4 w/ the
Commodity Futures Trading Commission
ORGANIZATION4 w/ FINRA·4 w/ the
DI
Darren Indyke
PERSON4 w/ FINRA·4 w/ the
The "Cross
ORGANIZATION4 w/ FINRA·4 w/ the
Auckland
LOCATION4 w/ FINRA·4 w/ the
Sections 1471
ORGANIZATION4 w/ FINRA·4 w/ the
Multibranch Party
ORGANIZATION4 w/ FINRA·4 w/ the
Jeffrey Epstein
PERSON4 w/ FINRA·4 w/ the
Toronto
LOCATION4 w/ FINRA·4 w/ the
Party A's
ORGANIZATION4 w/ FINRA·4 w/ the
the State of New York
LOCATION4 w/ FINRA·4 w/ the
DF Schedules 3 and
ORGANIZATION4 w/ FINRA·4 w/ the