3
Shared Docs
3
Same-Page
3 / 3
Mentions
that jurisdiction; (b) In respect of all Transactions other than those described in subsection (a) above, it is fully eligible for the benefits of the "Business Profits" or "Industrial and Commercial Profits" provision, as the case may be, the "Interest" provision, "Dividends" provision or the "Other Income" provis
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
n that jurisdiction (b) In respect of all Transactions other than those described in subsection (a) above, it is fully eligible for the benefits of the "Business Profits" or "Industrial and Commercial Profits" provision, as the case may be, the "Interest" provision, "Dividends" provision or the "Other Income" provis
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
that jurisdiction; (b) In respect of all Transactions other than those described in subsection (a) above, it is fully eligible for the benefits of the "Business Profits" or "Industrial and Commercial Profits" provision, as the case may be, the "Interest" provision, "Dividends" provision or the "Other Income" provis
h any applicable securities laws of any state of the United States of America. (B) it is a "qualified Iinstitutional Account buyer" as defined by FINRA Rule 2111 in Rule 144A under the Securities Act, or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provide
Entities connected to both the "Business Profits and FINRA Rule 2111
Non-Reliance
ORGANIZATION
United States
LOCATIONParty A's
ORGANIZATION
Jeffrey Epstein
PERSON
Frankfurt
LOCATIONDarren Indyke
PERSON
Toronto
LOCATION
Sydney
LOCATION
Vienna
LOCATION
Amsterdam
LOCATION
Tokyo
LOCATION
New Zealand
LOCATION
Commodity Futures Trading Commission
ORGANIZATION
Auckland
LOCATIONthe State of New York
LOCATIONMultibranch Party
ORGANIZATIONThe "Cross
ORGANIZATIONthe Credit Support Provider of Party
ORGANIZATIONParty B to Party
ORGANIZATIONParty A under
ORGANIZATION