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expenses) to transfer within 20 days after it gives notice under Section 6(b)(i) all its rights and obligations under this Agreement in respect of the Affected Transactions to another of its Offices or Affiliates so that such Termination Event ceases to exist. If the Affected Party is not able to make such a transfer i
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
expenses) to transfer within 20 days alter it gives notice under Section 6(blli) all its rights and obligations under this Agreement in respect of the Affected Transactions to another of its Offices or Affiliates so that such Termination Event ceases to exist_ If the Affected Party is not able to make such a transfer i
in accordance with any applicable securities laws of any state of the United States of America. (13) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
l expenses) to transfer within 20 days after it gives notice under Section 6(bXi) all its rights and obligations under this Agreement in respect of the Affected Transactions to another of its Offices or Affiliates so that such Termination Event ceases to exist. If the Affected Party is not able to make such a transfer i
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
Entities connected to both the Affected Transactions and FINRA Rule 2111
the Burdened Party
ORGANIZATIONthe Affected Party's
ORGANIZATIONNon-Reliance
ORGANIZATIONthe Office through which the Affected Party
ORGANIZATIONOffices or Affiliates
ORGANIZATION
United States
LOCATION
Patty
PERSON
Jeffrey Epstein
PERSON
Frankfurt
LOCATIONDarren Indyke
PERSON
Toronto
LOCATION
Sydney
LOCATION
Vienna
LOCATION
Amsterdam
LOCATION
Tokyo
LOCATION
New Zealand
LOCATION
Commodity Futures Trading Commission
ORGANIZATION
Auckland
LOCATIONthe State of New York
LOCATIONMultibranch Party
ORGANIZATION