3
Shared Docs
3
Same-Page
3 / 3
Mentions
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
NLY IF CLIENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: Tenants in common; or Community Property (for married couples in certain states; each spouse retains 50% interest in the community property upon death of the first spouse). Signature Pri
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
NLY IF CLIENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: Tenants in common; or Community Property (for married couples in certain states; each spouse retains 50% interest in the community property upon death of the first spouse). Signature Pri
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
NLY IF CLIENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: Tenants in common; or Community Property (for married couples in certain states; each spouse retains 50% interest in the community property upon death of the first spouse). Signature Pri
Entities connected to both the "Pershing Lien and Community Property
Pershing
LOCATIONthe Margin Account
ORGANIZATIONForeign Securities which Client
ORGANIZATION
United States
LOCATION
the Internal Revenue Service
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATION
Federal Reserve
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONApplicable Law
PERSONForeign Securities
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONCompliance Department - Client Inquiries
ORGANIZATION
FDIC
ORGANIZATION
Deutsche Bank
ORGANIZATIONThe Terms and Conditions of this
ORGANIZATIONPartner, Trustee
ORGANIZATIONthe Office Supervisor
ORGANIZATION