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Compliance Department - Client Inquiries
Organization
13
Total Mentions
13
Documents
54
Connected Entities
Organization referenced in documents
Document Mentions (13)
EFTA01282593.pdf
1 mentionEFTA01282593
atter relating to these Account(s). Client must direct all formal complaints against 0BS1 or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330. New York, NY 10005-2836 or Client may call (212) 260-1085. 27. Entire Understanding. This Accoun
EFTA01282854.pdf
1 mentionEFTA01282854
atter relating to these Account(s). Client must direct all formal complaints against 0851 or any of its employees to Deutsche Bank Securities Inc.. Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call 1212) 250-1085. 27. Entire Understanding. This Accoun
EFTA00169615.pdf
1 mentionEFTA00169615
matter relating to these Account(s). Client must direct all formal complaints against 0B51or'any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23n1 Floor, Mai Stop NYC60-2330, New 'work. NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accoun
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EFTA00169548.pdf
1 mentionEFTA00169548
atter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005.2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accoun
EFTA01368294.pdf
1 mentionEFTA01368294
atter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc.. Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor. Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 260-1085. 27. Entire Understanding. This Accoun
EFTA01390349.pdf
1 mentionEFTA01390349
ter relating to these Account(s). Client must direct all formal complaints against DE451 or 'any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street. 23n1 Floor. Mail Stop NYC60-2330. New York, NY 10005-2836 or Client may call (212) 250.1085. 27. Entire Understanding. This Accoun
Sponsored
EFTA01390371.pdf
1 mentionEFTA01390371
atter relating to these Aocount(s). Client must direct all formal complaints against DB51 or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York. NY 10006-2836 or Client may oall (212) 250-1085. 27. Entire Understanding. This Accoun
EFTA01400592.pdf
1 mentionEFTA01400592
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
EFTA01459366.pdf
1 mentionEFTA01459366
atter relating to those Account(s). Client must direct all formal complaints against OBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 25th Floor, Mail Stop NYC60-2536, New Yost NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Account
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EFTA01464110.pdf
1 mentionEFTA01464110
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
EFTA01464147.pdf
1 mentionEFTA01464147
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
EFTA01465344.pdf
1 mentionEFTA01465344
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
Sponsored
EFTA01465437.pdf
1 mentionEFTA01465437
tter relating to these Account(s). Client must direct all formal complaints against DBSI or any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries, 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-1085. 27. Entire Understanding. This Accou
Sponsored
Connected Entities(20 of 54)
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
13 docs13 co-mentions
the State of New York
LocationState in the northeastern United States
13 docs13 co-mentions
Deutsche Bank Securities Inc.
OrganizationDeutsche Bank Securities Inc., US broker-dealer subsidiary of Deutsche Bank AG
13 docs13 co-mentions
Customer Inquiries/Customer Complaints
OrganizationOrganization referenced in documents
11 docs11 co-mentions
The Terms and Conditions of this
OrganizationOrganization referenced in documents
11 docs11 co-mentions
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages
9 docs9 co-mentions
United States
LocationCountry located primarily in North America
9 docs9 co-mentions
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
9 docs9 co-mentions
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services
9 docs9 co-mentions
Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States
9 docs9 co-mentions
Foreign Securities which Client
OrganizationOrganization referenced in documents
8 docs8 co-mentions
the Margin Account
OrganizationOrganization referenced in documents
8 docs8 co-mentions
Foreign Securities
OrganizationOrganization referenced in documents
7 docs7 co-mentions
the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
7 docs7 co-mentions
Deutsche Bank
OrganizationGerman global banking and financial services company
6 docs6 co-mentions
FDIC
OrganizationUS government agency providing deposit insurance
6 docs6 co-mentions
the "Pershing Lien
OrganizationOrganization referenced in documents
6 docs6 co-mentions
AL
Applicable Law
PersonPerson referenced in documents
6 docs6 co-mentions
Other Property in Client's Margin
OrganizationOrganization referenced in documents
5 docs5 co-mentions
Partner, Trustee
OrganizationOrganization referenced in documents
5 docs5 co-mentions