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Document Mentions (4 shared documents)
2 mentions1 same-page
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ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
2 mentions1 same-page
Page ?Same page
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
n this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Client represents that Client understands the mechanics and risks of using margin as explained in the attached Margin Disclosure which is incorpor
Sponsored
2 mentions1 same-page
Page ?Same page
ly understand the risks involved in trading securities on margin. These risks include the following: 1. You can lose more funds than you deposit in the Margin Account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to DBSI to avoid the forced sale of
n this Margin Addendum as weil as those terms and conditions contained in the Account Agreement aii of which are incorporated herein by reference. I. Mechanics and Risks of Margin. Ciient represents that Ciient understands the mechanics and risks of using margin as expiained in the attached Margin Disclosure which is incorpor
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Mutual Connections (29)
Entities connected to both the Margin Account and I. Mechanics and Risks of Margin
Pershing
LOCATION47 w/ the·4 w/ I.
Deutsche Bank Securities Inc.
ORGANIZATION30 w/ the·4 w/ I.
United States
LOCATION14 w/ the·4 w/ I.
the State of New York
LOCATION14 w/ the·4 w/ I.
Pershing LLC
ORGANIZATION14 w/ the·4 w/ I.
Securities Investor Protection Corporation
ORGANIZATION13 w/ the·4 w/ I.
Customer Inquiries/Customer Complaints
ORGANIZATION13 w/ the·4 w/ I.
Federal Reserve
ORGANIZATION13 w/ the·4 w/ I.
Foreign Securities which Client
ORGANIZATION12 w/ the·4 w/ I.
Deutsche Bank
ORGANIZATION12 w/ the·4 w/ I.
the Securities and Exchange Commission
ORGANIZATION11 w/ the·4 w/ I.
The Terms and Conditions of this
ORGANIZATION10 w/ the·4 w/ I.
AL
Applicable Law
PERSON9 w/ the·4 w/ I.
FDIC
ORGANIZATION9 w/ the·4 w/ I.
the "Pershing Lien
ORGANIZATION8 w/ the·4 w/ I.
the Internal Revenue Service
ORGANIZATION8 w/ the·4 w/ I.
Compliance Department - Client Inquiries
ORGANIZATION8 w/ the·4 w/ I.
the Pre-Dispute Arbitration Clause
ORGANIZATION7 w/ the·4 w/ I.
Foreign Securities
ORGANIZATION8 w/ the·3 w/ I.
the Office Supervisor
ORGANIZATION6 w/ the·4 w/ I.