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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
ge 6 of T Account Number. N40.026161 Go paperless Rated IL ...lent I...Nosy Yalu %Inc* 2007 0 0A/II RAT( COMMUNICATIONS SOUTI- FRN F dni FI D AENTI A L. "Mina M.1 wry at ewe Vara OlitrOgres MEV W vase/pm onsosastosoat. wise ova SOWS/N.4_0000665 DB-SONY-0012469 EFTA_00160274 EFTA01291760
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available anon written request to your introducing firm. Fage16 of 18 I' RA.,son Account Num b
23801 Stated tscollona MOW 4011 Go paperless 2007 FJMA L BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67e)L THEM OKIFI D AENTI A L OAxesurmer SDNY_GM_00046208 OB-SDNY-0009032 EFrA_00156817 EFTA01289180 Important Inform ation and Disclosures (continued) Reinvestment
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Basis: $445.000.00 Account Num be E:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768
Entities connected to both the Options Clearing Corporation and AENTI
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONJersey City
LOCATIONTAXABLE
ORGANIZATION
Ghislaine Maxwell
PERSON