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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available on written request to your introducing firm. Proxy Vote Securities not fully paid fo
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
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2 mentions1 same-page
Page ?Same page
objectives or fmancial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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Mutual Connections (123)
Entities connected to both the Options Clearing Corporation and the FINRA Consolidated Rulebook
Pershing
LOCATION99 w/ the·5 w/ the
Money Market Fund
ORGANIZATION64 w/ the·4 w/ the
Securities Investor Protection Corporation
ORGANIZATION55 w/ the·2 w/ the
Pershing LLC
ORGANIZATION51 w/ the·5 w/ the
the State of New York
LOCATION50 w/ the·5 w/ the
the Pershing Customer Service Department
ORGANIZATION49 w/ the·5 w/ the
Legal Department
ORGANIZATION44 w/ the·4 w/ the
Client Service Information
ORGANIZATION40 w/ the·5 w/ the
Pie Chart
ORGANIZATION41 w/ the·4 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION37 w/ the·5 w/ the
Jeff Sessions
PERSON36 w/ the·5 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION35 w/ the·5 w/ the
THE CLEARING FACILITY
ORGANIZATION35 w/ the·5 w/ the
Baltimore
LOCATION37 w/ the·2 w/ the
CUSTOMS
ORGANIZATION34 w/ the·4 w/ the
ON PERSHING'S
ORGANIZATION33 w/ the·5 w/ the
TAXABLE
ORGANIZATION33 w/ the·5 w/ the
USAGES
ORGANIZATION33 w/ the·4 w/ the
Deutsche Bank
ORGANIZATION31 w/ the·5 w/ the
Ghislaine Maxwell
PERSON28 w/ the·4 w/ the