5
Shared Docs
5
Same-Page
5 / 5
Mentions
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
ion Date Date Activity Type Desuiption Quantity Price Accrued Interest Amorist Ca SecurlUes Bought and Sold 11113113 11107113 PURCHASED TWITTER INC COM PROSPECTUS UNDER SEPARATE COVER 1 500 000 26 0000 •39.00000 USD T1NTR Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -39,000.00
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
P.O. Bag 1776. Obi/VAMD21200 Portfolio Holdings (continued) U.S. DOLLARS (continued) Dale &mired Equities (continued) Common Stocks (continued) TWITTER INC COM (continued) 11107/13 1,500.000 Total Common Stocks Preferred Stotts (listed by expiration date) ALLY FINL INC FIX TO FLT DIV.8.50% FREO•OTRLY
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
MER USA HLDGS INC COM UNSOLICITED -1,000 000 14.3400 14,273 66 USD SC ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 09/07/17 09/01/17 SOLO TWITTER INC COM BKCM A PERSHING AFFILIATE MAKESA MKT -1.500.000 16.9700 25.358.41 USD IVOR IN THISSECURITY 8 ACTED AS PRINCIPAL UNSOUCITED ORDER 09/07/17 0910
jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin
CIENCES INC COM Dividend Oplion: Cash 05128113 ..n 50,000.000 SANTANDER CONSUM ER USA IILDGS INC COM Dividend Oplion: Cash 01123114 1.000.000 TWITTER INC COM Dividend Oplion: Cash 11/07/13 VIACOM INC NEW CL B Dividend Option: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Option: Cash 04/13/15 W
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
OSCIENCES INC COM Dividend Option: Cash 05128113'.13 50,000.000 SANTANDER CONSUMER USA HLOGS INC CON Dividend Oplion: Cash 01123114 1,000.000 TWITTER INC COM Dividend Oplion: Cash 11107113 1.500.000 VIACOM INC NEW CL 8 Dividend Oplion: Cash 06110115 5,000.000 VOLKSWAGEN A G ADR iSPON Si Dividend O
Entities connected to both the Options Clearing Corporation and TWITTER INC COM
Pershing
LOCATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONBank Deposit
ORGANIZATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSON
Baltimore
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATIONJersey City
LOCATIONON PERSHING'S
ORGANIZATION