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Document Mentions (11 shared documents)
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bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Page 22
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Smote Ac. Mn *4 MS Put Asa. lob Hee Web* NY 101W Statement Period: 1210112014 • 12/31/2014 Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
Sponsored
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Page IS
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid fo
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
Sponsored
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Callable
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
uracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
pon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Duality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Partici° Holdings section. The Role
Sponsored
2 mentions1 same-page
Page ?Same page
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available on written request to your introducing firm. Proxy Vote Securities not fully paid fo
pon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role
Sponsored
Mutual Connections (334)
Entities connected to both the Options Clearing Corporation and Standard and Pools
Pershing
LOCATION99 w/ the·12 w/ Standard
Money Market Fund
ORGANIZATION64 w/ the·9 w/ Standard
Securities Investor Protection Corporation
ORGANIZATION55 w/ the·11 w/ Standard
Pershing LLC
ORGANIZATION51 w/ the·12 w/ Standard
the Pershing Customer Service Department
ORGANIZATION49 w/ the·12 w/ Standard
the State of New York
LOCATION50 w/ the·11 w/ Standard
Legal Department
ORGANIZATION44 w/ the·12 w/ Standard
Bank Deposit
ORGANIZATION50 w/ the·3 w/ Standard
Client Service Information
ORGANIZATION40 w/ the·9 w/ Standard
Pie Chart
ORGANIZATION41 w/ the·8 w/ Standard
THE FEDERAL RESERVE SYSTEM
ORGANIZATION37 w/ the·10 w/ Standard
Jeff Sessions
PERSON36 w/ the·10 w/ Standard
THE CLEARING FACILITY
ORGANIZATION35 w/ the·10 w/ Standard
THE BOARD OF GOVERNORS OF
ORGANIZATION35 w/ the·10 w/ Standard
TAXABLE
ORGANIZATION33 w/ the·10 w/ Standard
ON PERSHING'S
ORGANIZATION33 w/ the·8 w/ Standard
Baltimore
LOCATION37 w/ the·4 w/ Standard
CUSTOMS
ORGANIZATION34 w/ the·7 w/ Standard
USAGES
ORGANIZATION33 w/ the·7 w/ Standard
Ghislaine Maxwell
PERSON28 w/ the·9 w/ Standard