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Obligor is in deb-cult of its obligations in respect of its debt securities or other financial obligations (and Cliam specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase). If) Foreign Securities in question may be urirated, and (g) such Foreign Securities are not su
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and CaneellatinntMoodication Requests, When Client verbally places a trade with a Client Advisor, Client will be. bound to the oral confirmation rep
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically ackhowledges that Foreign Securities which Client purchases May be In default at the time of purchase); MI Feieign Securities in question may be waled; and (7) such Foreign Securities are not suitab
EISI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approveo. 9. Order Placement arid Ca teellatiortrNlodification Requests. When Client verbally places a trade with a Chont Adviser, Client will be bound to the oral confirmation
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may he ticketed. and (g) such Foreign Securities are riot s
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Can Requests. When Client verbally places a trade with a Client Advisor. Client will be bound to the oral confirmation repeated back to Client,
Obligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase). (f) Foreign Secunties in question may be unrated. and (g) such Foreign Securities are not suit
DBSI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approved. 9. Order Placement and Canoellatinnthilocinication Requests, Whan Client verbally places a trade with a Client Advisor, Client will ba bound to the oral confirmation r
Entities connected to both Foreign Securities which Client and Order Placement
Pershing
LOCATION
United States
LOCATION
Federal Reserve
ORGANIZATIONForeign Securities
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Margin Account
ORGANIZATION
FDIC
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONDEISI
ORGANIZATIONApplicable Law
PERSON
Jeffrey Epstein
PERSONthe Federal Arbitration Act
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities and Other Property
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONRestricted Securities'
ORGANIZATION