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Document Mentions (7 shared documents)
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Obligor is in default of its obligations in respect of its debt securities or other financial obligations (end Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question play he urirated, and (9) such Foreign Securities are not s
ollectively, all such obligations are referred to herein as the "DB Obligations,. Client further grants to Pershing a security interest in and lien (the "Pershing Lien") Upon all Securities and Other Property held in Client's Margin Account(s) and any ass:meted cash aopount(s) ("Margin Collaterar) to secure the ind
2 mentions1 same-page
Page ?Same page
Obligor is in default of its obligations in respect of its debt securities or other financial obligations land Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (9) such Foreign Securities are not sui
llectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the i
2 mentions1 same-page
Page ?Same page
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
Sponsored
2 mentions1 same-page
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bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question Foreign Securities are not suitable for all investors. C
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
Sponsored
2 mentions1 same-page
Page ?Same page
bligor is in default of its obligations in respect of its debt securities or other financial obligations (and Client specifically acknowledges that Foreign Securities which Client purchases may be in default at the time of purchase), (f) Foreign Securities in question may be unrated, and (g) such Foreign Securities are not s
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
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Mutual Connections (41)
Entities connected to both Foreign Securities which Client and the "Pershing Lien
Pershing
LOCATION24 w/ Foreign·9 w/ the
United States
LOCATION24 w/ Foreign·7 w/ the
Federal Reserve
ORGANIZATION22 w/ Foreign·7 w/ the
Foreign Securities
ORGANIZATION18 w/ Foreign·6 w/ the
the Securities and Exchange Commission
ORGANIZATION16 w/ Foreign·6 w/ the
the State of New York
LOCATION14 w/ Foreign·7 w/ the
Pershing LLC
ORGANIZATION14 w/ Foreign·7 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION13 w/ Foreign·7 w/ the
the Margin Account
ORGANIZATION12 w/ Foreign·8 w/ the
Securities Investor Protection Corporation
ORGANIZATION13 w/ Foreign·7 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION11 w/ Foreign·7 w/ the
AL
Applicable Law
PERSON10 w/ Foreign·6 w/ the
FDIC
ORGANIZATION10 w/ Foreign·6 w/ the
the Internal Revenue Service
ORGANIZATION10 w/ Foreign·5 w/ the
Deutsche Bank
ORGANIZATION9 w/ Foreign·6 w/ the
Compliance Department - Client Inquiries
ORGANIZATION8 w/ Foreign·6 w/ the
The Terms and Conditions of this
ORGANIZATION8 w/ Foreign·6 w/ the
Jeffrey Epstein
PERSON9 w/ Foreign·4 w/ the
the Pre-Dispute Arbitration Clause
ORGANIZATION7 w/ Foreign·5 w/ the
Partner, Trustee
ORGANIZATION6 w/ Foreign·5 w/ the