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n or through a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
, providing Client information outside of DBSI. 7. "Party" or "Parties' means Client(s) and DBSI, together with its affiliates, collectNely. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
n or through a notional securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
, providing Client information outside of DBSI. 7. 'Party' or 'Parties" menns Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
as a dependent for federal income tax purposes. 11. 'Party' or 'Parties' means Client(s) and 0851. together with its affiliates, collectively. 12. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
as a dependent for federal income tax purposes. 11. 'Party' or 'Parties' means Client(s) and 0851. together with its affiliates, collectively. 12. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
on or though a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature end relatedcontracts and options (wh
providing Count Information outside of DBSI. 7. "Party' or 'Parties' means Clients) and DBSI, together with its affiliates, colleCOVely. • 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both Securities and Other Property' and Restricted Securities'
Applicable Law
PERSONDEISI
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient and Deutsche Bank Securities Inc.
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONForeign Securities which Client
ORGANIZATIONForeign Securities
ORGANIZATION
FDIC
ORGANIZATIONAccouot
LOCATIONAccountbs
PERSON