6
Total Mentions
6
Documents
18
Connected Entities
Organization referenced in documents
EFTA01282416
n or through a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
EFTA01282854
n or through a notional securities exchange, automated quotation system or other nationally recognized published interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature and related contracts and options (w
EFTA01390402
on or though a national securities exchange, automated quotation system or other nationally recognized published interdealer quotation system 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial instruments and commodities of every kind and nature end relatedcontracts and options (wh
EFTA01390421
on or through a national securities exchange, automatod quotatioh 'Weever other nationally redo:inlaid pubushad Interdealer quotation system. 9. 'Securities and Other Property' means, but is not limited to, money, securities, financial levtrumanu end commochtts of every kind and nature end Wawacontracts and options (whether
EFTA01459303
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
EFTA01459349
n or through a national securities exchange, automated quotation system or other nationally recognized published inteniealer quotation system. 13. 'Securities and Other Property' means, but Is not limited to, money, securities, financial instruments end commodities of every kind and nature and related contracts end options (w
Applicable Law
PersonPerson referenced in documents
Restricted Securities'
OrganizationOrganization referenced in documents
DEISI
OrganizationOrganization referenced in documents
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages
the State of New York
LocationState in the northeastern United States

FDIC
OrganizationUS government agency providing deposit insurance
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services
the Federal Arbitration Act
OrganizationOrganization referenced in documents
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
Accouot
LocationLocation referenced in documents
Client and Deutsche Bank Securities Inc.
OrganizationOrganization referenced in documents
Customer Inquiries/Customer Complaints
OrganizationOrganization referenced in documents
Foreign Securities which Client
OrganizationOrganization referenced in documents
Foreign Securities
OrganizationOrganization referenced in documents

United States
LocationCountry located primarily in North America
Accountbs
PersonName reference in documents

Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States
Deutsche Bank Securities Inc.
OrganizationDeutsche Bank Securities Inc., US broker-dealer subsidiary of Deutsche Bank AG