Epstein Secrets

telitionshp Name SOUTHERN FINANCIAL RIRATI0f6HW tisk Rating Comments: looking Center 2 NY O NY/Offshore O Offshore O Moderate NW 2 High Risk Yoonsun Chung (Compliance Signature) O De Managed PIC ODE is Truslee/Co-Trustee O Bearer Shares MI DO Employee 4. Attachmeob A. Type of Photo ID Provided O

to regimes sanctioned by the Office of Foreign Assets Control (0fAC)? II. Does the client or related party have any financial or other association/ Interactions within high risk O yes 2 No countries? I. Corporate Documentation Attached (Legal EnWies Only) E Yes O 110 O Not Applicable I. Undisclosed Pri

LatAm/Intl PART B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booing Center O NY/Offsh cce 0Offshore • Moderate Yoonsun Chung re' ..I NY Fr' .-a High Risk Risk (Compliance Signature) O DB Managed PIC O De is Trustee/Co-Trustee O Bearer Shares • DB Employee 4. Atta

s sanctioned by the Office al Foreign Assets Control (OFAC)? X Yes in No H. Does the client a related party have any financial or other assoolabon/ Interactions within high D yes 2 No risk countries? I. Corporate Documentation Attached (Legal Entitles Only) 2 Yes 0 No 0 Net Applicable 3. Undisclosed Prin

crnberty Hart 2/10/2015 Regional Office Director Signature) AML Business Rusk: (*mourn) AML Compliance: Yoonsun Chung Gwen He (Signature) Yoonsun Chung Gwen Mill 211112015 2111/2015 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CF9): (Signature) Account Manager: (Signature) Global

E6 No or regimis sanctioned by the Offke of Foreign Assets Control (CfAC)? a Does the dent or related party have any financial or other association/ Interactions within high risk o yes 2 too countries? I. Corporate Documentation Attached (legal Entities Only) 0 yes O No O Not Applicable J. tindiscbsed Pri