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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
Sponsored
2 mentions1 same-page
Page ?Same page
d, in the case of bearer debt prospectuses. Forms ADV by email, facsimile, to deliver Materials to EFTA01465389 obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
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Mutual Connections (32)
Entities connected to both the U.S. Tax Equity and the "Pershing Lien
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ORGANIZATION17 w/ the·5 w/ the
United States
LOCATION14 w/ the·7 w/ the
Deutsche Bank Trust Company Americas
ORGANIZATION15 w/ the·5 w/ the
the Office Supervisor
ORGANIZATION14 w/ the·5 w/ the
Deutsche Bank
ORGANIZATION11 w/ the·6 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION9 w/ the·7 w/ the
Pershing
LOCATION6 w/ the·9 w/ the
Hold Mail Service
ORGANIZATION10 w/ the·4 w/ the
the Margin Account
ORGANIZATION6 w/ the·8 w/ the
the State of New York
LOCATION6 w/ the·7 w/ the
Federal Reserve
ORGANIZATION6 w/ the·7 w/ the
Pershing LLC
ORGANIZATION6 w/ the·7 w/ the
Foreign Securities which Client
ORGANIZATION6 w/ the·7 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ the·7 w/ the
Securities Investor Protection Corporation
ORGANIZATION6 w/ the·7 w/ the
the Securities and Exchange Commission
ORGANIZATION6 w/ the·6 w/ the
Compliance Department - Client Inquiries
ORGANIZATION5 w/ the·6 w/ the
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ the·5 w/ the
Department of Labor
ORGANIZATION6 w/ the·5 w/ the
Partner, Trustee
ORGANIZATION6 w/ the·5 w/ the