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0.00 BUT NO 04116 $250000.00 Bank of America NO 04116 9250000.00 Citibank k A. NO 04116 $250000.00 Deutsche Bank Trst Co NO 04116 $29960325. East West Bank NO 04116 $250000.00 NY Comm unity Bank NO 04116 $250000.00 Teas Capital Bank NO 04116 $250000.00 DiPate Capital Bank NO 04116 $250000.00 Unio
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
2 mentions1 same-page
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000.00 BUT NO 04/16 5250000.00 Bank of America NO 04116 5250000.00 Citibank NA. NO 04/16 525000000 Deutsche Bank Trst Co NO 04/16 5250000.00 East West Bank NO 04/16 5250000.00 Flushing Bank NO 04/16 $94413898 KY Comm unity Bank NO 04/16 5250000.00 Texas Capital Bank NO 04/16 5250000.00 TUSIale Ca
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
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d:0410112114 • 04/3012014 Amount Balance Other FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (cortirued) NO 04116 529726625. East West Bank NO 04116 5250000.00 NY Corn m unity Bank NO 04116 $250000.00 Texas Capital Bank NO 04116 $250000.00 TnState Capital Bank NO 04118 $250000.00
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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Mutual Connections (99)
Entities connected to both East West Bank and the FINRA Consolidated Rulebook
the Pershing Customer Service Department
ORGANIZATION12 w/ East·5 w/ the
the State of New York
LOCATION12 w/ East·5 w/ the
Pershing
LOCATION12 w/ East·5 w/ the
Ghislaine Maxwell
PERSON13 w/ East·4 w/ the
THE CLEARING FACILITY
ORGANIZATION11 w/ East·5 w/ the
Account Value
ORGANIZATION11 w/ East·5 w/ the
TAXABLE
ORGANIZATION11 w/ East·5 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION11 w/ East·5 w/ the
Jeff Sessions
PERSON11 w/ East·5 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION11 w/ East·5 w/ the
Pershing LLC
ORGANIZATION11 w/ East·5 w/ the
FDIC
ORGANIZATION12 w/ East·4 w/ the
the Options Clearing Corporation
ORGANIZATION11 w/ East·4 w/ the
Legal Department
ORGANIZATION11 w/ East·4 w/ the
Client Service Information
ORGANIZATION10 w/ East·5 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION10 w/ East·4 w/ the
Texas Capital Bank
ORGANIZATION11 w/ East·3 w/ the
Money Market Fund
ORGANIZATION10 w/ East·4 w/ the
TIME PERSHING
ORGANIZATION9 w/ East·4 w/ the
Larry Page
PERSON9 w/ East·4 w/ the