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ployees requiring such warcerrohen, and not to release a disclosed to any other party The Alert recernabon contained n the elcourront nay or rroy not Feuer' to :he ,ndr.idual a 'May referenced et your ilquily. Page 1018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054637 CONFIDENTIAL S
ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
mployees requiring such necernahen, and not to release or disclosed to any other party The Alert recernabon contained n the elcourrent nay or nay not Feuer' to :he ,ndr.idual a 'May referenced et your ilquily. Page 1018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054645 CONFIDENTIAL S
ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
mployees requiring such trafeernahen, and not to release or disclosed to any other party The Alert racernabon contained n the document nay or nay not Feuer to :he ,ndr.idual a 'May referenced et your ilquily. Page 7 ol 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054643 CONFIDENTIAL
a Report of Fraud • Emirates News Agency (WAM) (United Arab Emirates), MEDIA Artide,Headline:CAT Investor Alert: Hagens Berman Alerts Investors in Caterpillar, Inc. to Securities Class Action Related to Possible Tax Fraud and to the May 2, 2017 Lead Plaintiff Deadline • Peoria Journal Star, The (IL), MEDIA Arti
mployees requiring such trafeernahen, and not to release or disclosed to any other party The Alert racernabon contained n the document nay or nay not Feuer to :he ,ndr.idual a 'May referenced et your ilquily. Page 7 ol 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054774 CONFIDENTIAL
a Report of Fraud • Emirates News Agency (WAM) (United Arab Emirates), MEDIA Artide,Headline:CAT Investor Alert: Hagens Berman Alerts Investors in Caterpillar, Inc. to Securities Class Action Related to Possible Tax Fraud and to the May 2, 2017 Lead Plaintiff Deadline • Peoria Journal Star, The (IL), MEDIA Arti
mployees requiring such necernahen, and not to release or disclosed to any other party The Alert recernabon contained n the elcourrent nay or nay not Feuer' to :he ,ndr.idual a 'May referenced et your ilquily. Page 1018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054776 CONFIDENTIAL S
ASC - Associated with, Seen with. 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar, Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
Entities connected to both Feuer and Caterpillar, Inc.

Donald Trump
PERSON
Department of Justice
ORGANIZATION
United States
LOCATION
Sudan
LOCATIONCATERPILLAR TRUST
ORGANIZATION
Caterpillar
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Rochester
LOCATIONSanctions Program
ORGANIZATIONOFAC Civil Penalties List
ORGANIZATIONAnimal Cruelty / ASC - Associated
ORGANIZATIONProgress Rail Services, Inc.
ORGANIZATIONPacer International
ORGANIZATIONGreenbrier Company
ORGANIZATIONUnited Industries LLC
ORGANIZATIONthe U.S. Clean Air Act
ORGANIZATIONPeoria
LOCATIONthe Northern District
LOCATIONRDC Sutacriber Agreement
ORGANIZATION
Northern Ireland
LOCATION