Epstein Secrets

th Details (Only for parties requirirg soiree of wealth demption as indicated in Section 2) Nature of the Individual's Baseless: Private investmew Primary Country of soiree of wealth/source of Funds? Primary industry of source of VrealtIVSource of Funds? Summarize Source of Wealth: Business Owner OSalanyEarn

l PART B rA Relationship Name EPSTEIN, JEFFREY RBATIONSHIP Risk Rating Comments: Booking Center O NY/Offshore O Moderate (Risk batra No Risk Yoonsun Chung NY • Offshore (Complance Signature) O DB Employee O DB Managed PIC O C43 6 Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Phot

Details (Only for oodles requiring source of weS.h description as indicated in Section 2) Nature of the Individual's Business: Prhate investments Primary Country of source of wealth/some of Funds' Pli Ma rf indusby of source of Wealth/Source of Funds? Summarize Source of Wealth: aBuskins Owner O Salary/Earn

telitionshp Name SOUTHERN FINANCIAL RIRATI0f6HW tisk Rating Comments: looking Center 2 NY O NY/Offshore O Offshore O Moderate NW 2 High Risk Yoonsun Chung (Compliance Signature) O De Managed PIC ODE is Truslee/Co-Trustee O Bearer Shares MI DO Employee 4. Attachmeob A. Type of Photo ID Provided O

Detalb (Only for parties requiring source of wealth desalption as Indicated In Section 2) Nature of the Incitykiuds Business: Private investments Primary Country of source of wealth/source of Funds? Pnmary briusby of source of WealtiVSource of Funds? Surnmartze Source of Wealth: Ea Business Omer Mabry/Earni

en Brash Signature) Armen Brash 12/15/2016 Regional Office Director .Signature) AML Business Wilt: (509nahrt9 Abl. Compliance: Domini Morey Yoonsun Chung (Signature) Dingtra Manley Yoonsun Chung 12/20/2016 12/20/2016 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP) (Signature) Ac

tails (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds' Primary indusby of source of Wealth/Source of Funds' Summartze Source of Wealth: r._., Ki Business Owner 0 S

onship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center El NY O Offshore NY/ E Offshore Risk O M“ knte E High Risk] Yoonsun Chung (Compliance Signature) PIC 7 DB is Trustee/Co-Trustee • DB Employee M 08 Managed • Bearer Shares 4. Attachments A. Type of Photo ID Provided

tails (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk financial Institutions Summari

7 M. Case Comments Created By Date Comments Alla Babu 11/5/118 4:18 AM Dan-en Indyke on 10/22/18 confirmed that there are no material charges. Yoonsun Chung 11/16/118 1:32 PM RM Confirmed that the clients will be closing the accounts before the end of the year. Case will be closed. 11/16/18 Dimitra Man

Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individuars Business: Private iwestments Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds> Summarize Source of wean: 00ther V Business Owner O Sa

LatAm/Intl PART B rA Relationship Name SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booing Center O NY/Offsh cce 0Offshore • Moderate Yoonsun Chung re' ..I NY Fr' .-a High Risk Risk (Compliance Signature) O DB Managed PIC O De is Trustee/Co-Trustee O Bearer Shares • DB Employee 4. Atta

Details (Only for parties requiring source of wealth description as 'Skated in Section 2) Nature of the Indira:Juan Business: Private investments Primary Country of source of wealtiVsource of Funds? Primary industry of source of WealtIVSource of Funds' Summarize Source of Wealth: 0 Business Owner OSalarygar

crnberty Hart 2/10/2015 Regional Office Director Signature) AML Business Rusk: (*mourn) AML Compliance: Yoonsun Chung Gwen He (Signature) Yoonsun Chung Gwen Mill 211112015 2111/2015 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CF9): (Signature) Account Manager: (Signature) Global

etails (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Inclivcduars Business: Private hnwb,ients Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: g Business owner 0Salary/Ea

rash (Signature) Armen Brash 12/15/2016 Regional Office Director: (Signature) AML Cosiness Risk: (Signature) AML Compliance Ricardo Mendoza Yoonsun Chung (Signature) Ricardo Mendoza Yoonsun Chung 212,2017 2/2/2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Acco

etain (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments Primary Country of source of weakh/source of Funds? Primary Industry of source of Wealth/Source of Funds? Summarize Source of Wealth: R Business Owner O Salary/Ea

hip Name SOUINERN FINANCIAL RELATIONSHIP Risk Ratirig Comments: Booking Center 0 KY ID NY/Offshore 00ffshore IROiskModerate O CJ S High Risk Yoonsun Chung (Compliance Signature) O D8 Employee ODD Managed PlC O 08 s Trustee/Co-Trustee ID Bearer Shares 4. Attaehmemb A Type of Photo ID Provided O

h Details (Only for pates requiring source of wealth description as Indicated in Section 2) Nature of the Indviduars Business: Private investments Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: @Buenas Owner O Salary/Earn

ame SOUTHERN FINANCIAL RELATIONSHIP Risk Rating Comments: Booking Center 2 NY OOffshere NY/ D offshore CI RiskModerate ni ai t High Risk Yoonsun Chung (Compliance Signature) 0 DB Employee El DB Managed PIC 0 DB is Trustee/Co-Trustee CI Bearer Shares 4. Attachments A. Type of Photo ID Provided