Epstein Secrets

@yes Otio negative results found Oyes No Denial Orders checks complete Ryes ONO negative results found Oyes Olio Martindale-Hubbell searched (Lawyers/Law Firms only) aka R Ho negative results found • yes • No Please summarize any negative results from the database searches Indicated above: JEFFREY EPSTE

lient Facing Professional (CFP): Paul Morris Signature) )atil Morris 7/17/2013 Office Director/Business Head: Brian M. &agar Signature) ,Loan M. Biggar 1118/2013 Regional Office Director: Signature) Mt Business Risk: Armen Brash (Signature) Armen Brash 8/20(2013 AML Compliance: Janice Frank

- No negative results found F Yes F No Denial Orders checks complete F Yes r No negative results found r Yes F No Martindale-Hubbell searched (Lawyers/Law Firms only) r Yes F No negative results found F Yes F No Please summarize any ne tive resuks from the database searches indicated above: HARRY BELLER

PPROVALS Client Facing Professional (CFP): Paul Morris "Signature) >au! Moms Office Director/Business Head: Brian M. Biggar "Signature) 3rian M. Biggar Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Michael Vila (Signature) Jacquelin

negative results found I— Yes F No Denial Orders checks complete 17 Yes r No negative results found r Yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) f-' Yes F No negative results found 1— yes f— No Please summarize any negative resuks from the database searches indicated above: HARRY BE

ent Facing Professional (CFP): Paul Moms :5 g atur iii, 'aul Morris 10/22/2": Office Director/Business Head: Brian M. Biggar ;Signature) 3nan M. Biggar 10/23/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Jance Franklin (Signatu