Epstein Secrets

se ONSHORE APPROVALS Client Faring Professional (CFP): Stewart Oldfiekl (Signature) Stewart Otidfield 9/28/2018 Office Director/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Crector: (Signature) AML Business Risk: (Signature) AML Compiance: Sandra Timpone G

n (Signature) Andrew F Gallivan 9/28/2018 Regional Office Crector: (Signature) AML Business Risk: (Signature) AML Compiance: Sandra Timpone Gwen Hill (Signature) Sandra Timpone Gwen Hill 10/15/2018 10/15/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professions (CFP): (Signature) Accoun

s as. ONSHORE APPROVALS Stewart Oldfield ;Signature) Stewart Wield 10/15/2018 cent Facing fig/L....lona' (CFP): Office Drector/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 101150018 Regional Office Drector: (Signature) NIL Business Risk: (Signature) AML Compliance: Richard Corbel!

20 of 21 M. Case Comments Created By Date Comments mayor Rathod 9/20/118 7:46 AM No material changes confirmation 'oaf attached in the case. Gwen Hill 10/26/118 4:06 PM This KYC serves as a high rlsk review for LSJE LLC and Southern Financial LW (herein referred to as "aoccuntholderr) - Below are

rds to display. ONSHORE APPROVALS Client Facing Protests:mai (CFP): Paul Moms (Signature) Paul Von's 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Ga van 10/511015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance (mica Manley Gwen

/511015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance (mica Manley Gwen MI (Signature) Dimitra Manley Gwen Hill 10/512015 10/5/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Prolessianal (CFP) (Satnatu.e) Account Manager: (Signature) Global Market Tea

Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallrvan 10/5/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Dimitra Manley

(Signature) Andrew F Gallrvan 10/5/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Dimitra Manley Gwen Hill (Signature) Dimitra Manley Gwen Hill 10/5/2015 10/5/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account

s. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfiekl (Signature) Stewart Oldfield 10/15/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 10/15/2018 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Richard Cottre

ANCIAL RELATIONSHIP Risk Rating Comments: Booking Center .g NY En NY/Offshore I i Offshore ""' pi Moderate —""j — -- lisk : , 'vl High Ri Gwen Hill (Compliance Signature) r----i —.I DB Employee ' , DB Managed PIC LIDS is TrusteeXo•Trustee O Bearer Shares 4. Attachments I A. Type of Photo

ase ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oilfield ‘Signature) otewart Oldfield 9/28/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Director: ‘1Signature) AML Business Risk: (Signature) AML Compliance. Sandra Tlmpone

(Signature) Andrew F Gallivan 9/28/2018 Regional Office Director: ‘1Signature) AML Business Risk: (Signature) AML Compliance. Sandra Tlmpone Gwen Hill (Signature) Sandra Timpone Gwen Hill 10/15/2018 10/15/2018 tATAMMNTEFtNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Accou

ase ONSHORE APPROVALS Client Fadng Professaanal (CFP): Stewart Oldfield (Signature) Stewart Oldfield 9/28/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Director. (Signature) AML Business Risk: (Signature) *IL Compliance: Sandra Timpone

(Signature) Andrew F Gallivan 9/28/2018 Regional Office Director. (Signature) AML Business Risk: (Signature) *IL Compliance: Sandra Timpone Gwen Hill (Signature) Sandra Timpone Gwen Hill 10/15/2018 10/15/2018 LATAM/INTERNATIONAL APPROVALS Cbent Fadng Professional (CFP): (Signature) Account

s. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfield :Signature) Stewart Oldheld 10/15/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 10/15/2018 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Comp&ance: Richard Cottrel

0 of 21 M. Case Comments Created By Date Comments Mayur Rattled 9/20/118 7:46 AM No material changes confirmation "mat' attached in the case. Gwen Hill 10/26/118 4:06 elm This KYC serves as a high risk review for LSJE LLC and Southern Finanoal LLC (herein referred to as "accountholders") - Below a