Epstein Secrets

ithin high risk 0 yiN 2 No countnes? I. Corporate Documentation Attached (Legal Entities Only) @Yes O No • Not Applicable J. Unclsdosed Principal Form Complete (Intermediaries Only) OYis O No 2 Not Applicable K. If LexisfNexis Seath Results, Corporate Documents or Other Supporting Documentation is not in E

se ONSHORE APPROVALS Client Faring Professional (CFP): Stewart Oldfiekl (Signature) Stewart Otidfield 9/28/2018 Office Director/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 9/28/2018 Regional Office Crector: (Signature) AML Business Risk: (Signature) AML Compiance: Sandra Timpone G

within high risk 0 Yes 2 No counties? I. Corporate Documentation Attached (Legal Entities Only) @Yes 0 No 0 Not Appkable I Undisclosed Principal Form Complete (Intermediarlit Only) 0 Yes 0 No 2 Not Applr_able K. If Leds/Necis Search Results, Corporate Document or Other Supporting Documentabon is not in En

s as. ONSHORE APPROVALS Stewart Oldfield ;Signature) Stewart Wield 10/15/2018 cent Facing fig/L....lona' (CFP): Office Drector/Busness Head: Andrew F Gallivan (Signature) Andrew F Gallivan 101150018 Regional Office Drector: (Signature) NIL Business Risk: (Signature) AML Compliance: Richard Corbel!

CONFIDENTIAL - PURSUANT TO FED. R. ItoeP. I'M I DB-SONY-0019943 EFTA_00I 67687 EFTA01295821 KYC Print Page 11 of 13 J. Undisclosed Principal Form Complete (Intermedianes Only) r Yes r No F Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in

Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morns 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallrvan 10/5/2015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Dimitra Manley