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d register these eacurities. DBSI will not be liable for any delays in the processing of tilese securities or for any losses caused by these delays. DEISI has the right to decline to accept an order for these securities until the transfer and registration of such securities has been approveo. 9. Orde
onfidentiality of Client intimation and, in certain limited situations, providing Client information outsioe of DBSI. 7. "Patty" or 'Parties' means Clicnt(s) and 0851, together with its affiliates, collectively. 8. "Restricted SOCDIiTiOS" means securities of a cotpornign of which Client ie a director, e
Client. DBSI may recommend securities or strategies this are issued, onderwritten, implemented nr adviseditay.OBSI or one or mere of he affiliates. DEISI may receive compensation, in addition to the compensation Client pays DBSI, in the form of Rule 12b-1 fees, distribution lees, finder's fees, fees
onfidentiality of Client information and, in certain limited situanons, providing Client information outside of DBSI. 7. "Party" or 'Parties" means Clicnt(s) and O851, together with Its affiliates, collectively. 8. "Restricted Securities' means securities of a corpointign et which Client is a director,
Client. DBSI may recommend securities or strategies this are issued, onderwritten, implemented nr adviseditay.OBSI or one or mere of he affiliates. DEISI may receive compensation, in addition to the compensation Client pays DBSI, in the form of Rule 12b-1 fees, distribution lees, finder's fees, fees
onfidentiality of Client information and, in certain limited situanons, providing Client information outside of DBSI. 7. "Party" or 'Parties" means Clicnt(s) and O851, together with Its affiliates, collectively. 8. "Restricted Securities' means securities of a corpointign et which Client is a director,
Entities connected to both DEISI and Clicnt(s
Pershing
LOCATIONRestricted Securities'
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONthe Terms and Conditions
ORGANIZATIONOptions Clearing Corporation
ORGANIZATIONen Client's
ORGANIZATIONClientls
ORGANIZATIONCheat's Accouthisl
ORGANIZATIONAopourtffs
LOCATIONClothier
PERSONAccoont
ORGANIZATION011OCUO
ORGANIZATIONSVC eourvage
ORGANIZATIONPerahirin
ORGANIZATION