Epstein Secrets

omplete F Yes F No negative results found r Yes F No OFAC checks complete F Yes F No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r- No negative results found r yes F No DM) Denial Orders checks complete 17 yes r No negative results fo

TA_00164166 EFTA01294934 KYC Print Page 13 of 14 M. Case Comments Created By Date Comments Jacqueline Jghtbody 3/14/2014 3:20 PM 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only revision was the 2nd page with the correct signers that is attached separately.

omplete 7 Yes F*0 negative results found r Yes F No OFAC checks complete F Yes F No negative results found r yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, F yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results f

A_00164180 EFTA01294948 KYC Print Page 13 of 14 M. Case Comments Created By Date Comments Jacqueline Lightbody 3/14/2014 3:00 PM 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only revision was the 2nd page with the correct signers that is attached separately.

complete F Yes EN° negative results found F Yes F NO OFAC checks complete F Yes F No negative results found F Yes F NO 8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, .--- ii., yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative re

A_00 164390 EFTA01295102 KYC Print Page 29 of 30 M. Case Comments Created By Date Comments Jacqueline Jghtbody 3/14/2014 4:02 PM 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only revision was the 2nd page with the correct signers that is attached separately.