3
Shared Docs
3
Same-Page
3 / 3
Mentions
omplete 0 Yes O No negative results found 0 Yes O No OffiC checks complete 21 Yes OW negative results found O Yes 21No BIS searches complete (Lexis/Nexis, Feed.", Raters, Dow Jones, MI 2 Yes • No negative results found • YeS 0 No Denial Orders checks complete E?I Yes El No negative results found
Manager: (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head SMT14): (Signature) AML Business Risk: (Signature) AML Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Rank Private Wealth Management (PWM) worldwide is committed to professionally serve the inter
omplete 121Yes O No negathe results found O Yes No OFAC checks complete 121Yes O No negative results found O Yes 0 No BIS searches complete (Lexis/Nexis, Peak., Reuters, Dow Jones, MI CZ Yes • No negative results found O Yes 21No Denial Orders checks complete El Yes CI No negabve results found
(CFP): (Signature) Account Manager. (Signature) Global Market Team Head •GHTH)/Sub-Ilarket Team Head SlilTH) (Signature) AML Business Risk (Signatuie) ANL Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENn Deutsche Bank Private Wealth Management (PWM) worldwide is committed to p
complete 2 Yes • No negative results found O Yes 0 No OFAC checks complete 2 Yes O No negative results found O Yes @No BIS searches complete (Lexis/Nexis, Factlea, Reuters, Dow Jones, MO g Yes . No negative results found • Yes 2 No Denial Orders checks complete TA Yes 0 No negative result found
(CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Gt4TH)/Sub-Market Team Head SMT14): (Signature) MIL Business Risk: (Signatuie) AM) Compliance: (Signatuie) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT• Deutsche Rank Private Wealth Management (PWM) worldwide is committed to
Entities connected to both Lexis/Nexis and Signatuie

Jeffrey Epstein
PERSONMartindale-Hubbell
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
Eric Holder
PERSON
Dow Jones
ORGANIZATION
Financial Trust Company
ORGANIZATION
U.S. Virgin Islands
LOCATION
Les Wexner
PERSONDarren Indyke
PERSON
Paul Morris
PERSONTIN/EIN
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATION
Paul Volcker
PERSONBrian M. Biggar
PERSONJanice Franklin
PERSON
Bear Stearns
ORGANIZATIONPrimary Country
ORGANIZATION
JPMorgan Chase
ORGANIZATIONJacqueline Lightbody
PERSON