Epstein Secrets

omplete F Yes F No negative results found r Yes F No OFAC checks complete F Yes F No negative results found F Yes F No BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r- No negative results found r yes F No DM) Denial Orders checks complete 17 yes r No negative results fo

Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00053587 CONFIDENTIAL - PURSUANT TO FED_ R. 'Mr hups://na4.salesforce.com/servle pEyEtrirtpAEM9Diateid=500600... 3/21/2014 DB-SDNY-00164

plete F Yes r- No negative results found r yes r NO OFAC checks complete F Yes r" No negative results found r yes F NO BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, r yes r- No negative results found I— Yes F No D&B) Denial Orders checks complete I. Yes r No negative results

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00053761 Imps1/864.salesforce.com/servle f itrEjElfrpACE/D9Diateid=500600... 4/10/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016585

complete F Yes EN° negative results found F Yes F NO OFAC checks complete F Yes F No negative results found F Yes F NO 8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, .--- ii., yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative re

Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SON Y_Ght00053822 hups://na4.salesforce.comiservle fristrEjetneD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016646

complete g Yes O No negative results found g Yes O No CMG checks complete R Yes O No negative results found O Yes g No 815 searches complete (Lexis/Nexis, Factiva, Reuters, Dow R yes O No K negative results found R Yes O No Jones, D&B) Denial Orders checks complete PT Yes Om negative results fou

YC Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, (Went Managers. etc. Deutsche Bank Americas New York VA SDNY_GM_00063632 littps://dbforcepb.my.salesforces SIEN in,ENTIA0L30000000D9Ditic... 10/1 6/2018 CONFIDENTIAL - PURSUANT TO FED. ktRitsetr , •-•

mplete F Yes F we negative results found F Yes F NO OFAC checks complete F Yes F No negative results found F Yes F NO BIS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, D&B) 9.-- iv Yes r- No negative results found F Yes F No Denial Orders checks complete F Yes r No negative res

Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00013490'a hupslina4.salesforce.comiservlet CONFIDENTIAL - PURSUANT TO FED_ R. pEyEIVFMCE:09Diaceid=50060... 10/30/2013 DB-SDNY-0027734 E