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Policy (I) Client Facing Professionals (CFP 's) include: Relationship Alanagers. Wealth Advisors. Product Officers. Brokers, Client Managers. etc. Deutsche Bank Americas New York Intps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
ng Center M NY 0K in NY/Offshore 0 Moderate tisk Orffn Dill Offshore . sr4 High Risk (Compliance Signature) 0 DB Employee DOB Managed PIC El DB is Trustee/Co-Trustee 0 Bearer Shares A Attadtmenta A. Type of Photo ID Provided 74 Driven Lkense 2 Passport • NatianaVState ID • Other I Check:
YC Policy 1) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York rA https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(
TIONSHIP Risk Rating Comments: Booking Center El NY O /Offshore O Moderate isk 2 High Risk Yoonsun Chung • Offshore (Compliance Signature) El DB Employee O DB Managed PIC O DB Is Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Photo ID Provided Driven License FA Passport ONa
C Policy (I) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Cyficers, Broken, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000309 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=01N30000000D9
RELATIONSHIP Risk Rating Canments: Booking Center 0 NY 0 NY/Offshore 0 Ofirshcle RDiskr43derate 2 High Risk YGulmul Chung (Compliance Sombre) El DB Employee O DB Managed PIC Trustee/Co-Trustee O Bearer Shares • DB is 4. Attachments A. Type of Photo ID Provided 0 Drivers License @Passport O
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