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Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York SONY_GM_00053851 hups://na4.salesforce.com/servle ntliEjEtrrtAtD9Di&eid=50060... 11/18/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016675
s F No r Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) r Yes r- No F Not Applicable K. If Lexis/Nexis Search Resues, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: SDN
C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000325 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9D
@Yes 0 No 0 Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No 2 Not Applicable K. If Lees/Nos Search Remits, Corporate Documents or Other Supporting Documentation Is not In English, please provide an Engish summary of the nature/contents of the non-English Documentation: L Sp
C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000212 UM 9 2814175 EFTA_000 19085 EFTA00168832
s 0 No 0 Not Applicable J. Undisclosed Principal Fam Complete (Intermediaries Only) 0 Yes 0 No 2 Not Applicable K. If Lexis/Nexis Search Resells, Corporate Documents or Other Supporting Dcaimentation is not in English, please provide an English summary of the nature/contents of the non.English Documentation: L.
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