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YC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Broken, Client Managers, etc. Deutsche Bank Americas New York SONY_GM_0003763.3 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000457 https://dbforcepb.my.salesforce.com/servlet/servlet.Integr
customer threatenng litigation against Deutsche Bank AG or any of its subsidades? (If Yes, prom* details below and contact (katory Mgt. 0 Yes 2 No (LatAm/Intl) or the RegulatoryControl Group and notifyCompliance imenecitaWly) G' Does the client or related party have any financial or other association / in
Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York SON Y_GM_00053572 hupslina4.salesforce.comiservle AtrE,E19470pAtD9Diaceid=500600... 9/16/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-001639
F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, F Yes F No provide details below and contact Quality Mgt (LatAm/Intl) or de Regliatory Control Gump and nobly Compliance immediately) the client or related party have any financial or other association / interactions
C Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York SDNY_GM_00063946 littps://dbforcepb.my.salesforce.cagN leniElloTIMOLB0000000D9Di8c... 10/26/2018 CONFIDENTIAL - PURSUANT TO FED. R.tiRftelt DB-S
F. thre.ateNng litigation against Deutsche Bank AG or any of its subsidiaries? (/f Yes, E yes i!Z No provide details below and contact Quakty Mgt (LatAm/Intl) or U Regulatory Control Croup and notify Compliance immedately) Does the client or related party have any financial or other association I interac
Entities connected to both Deutsche Bank Americas New York and LatAm/Intl

Jeffrey Epstein
PERSON
U.S. Virgin Islands
LOCATION
Eric Holder
PERSON
Les Wexner
PERSON
Financial Trust Company
ORGANIZATION
Dow Jones
ORGANIZATIONDarren Indyke
PERSON
Paul Volcker
PERSONMartindale-Hubbell
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Deutsche Bank
ORGANIZATION
Bear Stearns
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONTIN/EIN
ORGANIZATIONHarry Beller
PERSONI. Corporate Documentation Attached
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONPrimary Country
ORGANIZATIONSouthern Trust Company
ORGANIZATION
Martha Stewart
PERSON