Epstein Secrets

rol (OFAC)? H. Does have financial Interactions high the dent or related party any or other association/ vdthin risk . mesa No countries? I. Corporate Documentation Attached (Legal Entities Only) 121 yes O No ONot Applicable SDNY_GM_00039699 https://dbforcepb.my.salesforceLINErilDnEglardiA1000000D9Di&e... 7/18/2019 C

lient Facing Professional (CFP): Paul Morris Signature) )atil Morris 7/17/2013 Office Director/Business Head: Brian M. &agar Signature) ,Loan M. Biggar 1118/2013 Regional Office Director: Signature) Mt Business Risk: Armen Brash (Signature) Armen Brash 8/20(2013 AML Compliance: Janice Frank

ctioned of (OFAC), H. Does the dent or related party have any financial or other association/ interactions within high risk D yes 2 No ccuntries> I. Corporate Documentation Attached (Legal Entities Only) RI Yes • No O Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No 5 Not Applicable K. If

t Facing Professional (CFP). Paul Morris (Signature) Paul Morris 10/24/2013 Office DrectoriBusiness Head: Brian M. Biggar /Brian (Signature) M. Biggar 10/24/2013 Regional Office Director: (Signature) All Business Risk: (Signature) NIL Compliance: Jacqueline Ughtbody Michael Vila (Signature)

ets Control (MCP ii. Does the client or related party have any financial or other association/ Interactions within high risk • yes FA No countries, I. Corporate Documentation Attached (Legal Entities Only) RI Yes • No O Not Applicable https://dbforcepb. my. salesforce.com/servlet/servl et.Integration?lid=01N30000000D9Di&e CONFID

Client Facing Professional (CFP) Paul Morris .Signature) saul Morris 9/4/2013 Office Director/Business Head: Brian FL Biggar Signature) 3rlan M. Biggar 9/1,2013 Regional Office Director: [Signature) Mt Business Risk: (Signature) NI. Compliance: Janice Frankin Jacqueline Ughtbialy (Signature)