Epstein Secrets

ntrol (0fAC)? II. Does the client or related party have any financial or other association/ Interactions within high risk O yes 2 No countries? I. Corporate Documentation Attached (Legal EnWies Only) E Yes O 110 O Not Applicable I. Undisclosed Principal Form Complete (Intermediaries Only) Ekes O No ]clot Applicable K. U Leg

telitionshp Name SOUTHERN FINANCIAL RIRATI0f6HW tisk Rating Comments: looking Center 2 NY O NY/Offshore O Offshore O Moderate NW 2 High Risk Yoonsun Chung (Compliance Signature) O De Managed PIC ODE is Truslee/Co-Trustee O Bearer Shares MI DO Employee 4. Attachmeob A. Type of Photo ID Provided O

(OFAC)? 0 Yes El No H. Does the client or rated party have any financial or other association/ interactions within high O Yes No risk countries? I. Corporate Documentation Attached (Legal Entities Only) Ri Yes • No • Not Amicable J. Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No RI Not App cable K. If L

1/13)201S Regional Mice Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Tccosun Chung (Signature) Gwen Hill Yoonsun Chung 2/24/2015 2/24/2015 UTAH/ INTERNATIONAL APPROVALS Client Fang Professional (CFP) (Signature) Account Manager: (Signature) Global Market Team

ets Control (CfAC)? a Does the dent or related party have any financial or other association/ Interactions within high risk o yes 2 too countries? I. Corporate Documentation Attached (legal Entities Only) 0 yes O No O Not Applicable J. tindiscbsed Principal Form Complete (Intermediaries Only) O Yes O No 0 Not Applicable K. If

crnberty Hart 2/10/2015 Regional Office Director Signature) AML Business Rusk: (*mourn) AML Compliance: Yoonsun Chung Gwen He (Signature) Yoonsun Chung Gwen Mill 211112015 2111/2015 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CF9): (Signature) Account Manager: (Signature) Global

Control (OFAC)? Does the client or related party have any financial or other association/ H. 0 Yes g No interactions within high risk countries? I. Corporate Documentation Attached (Legal Entities Only) g Yes 0 No • Not Applicable 1 Undisclosed Principal Form Complete (Intermediaries Only) 0 Yes 0 No RI Not Applicable K. ht

LatAm/Int'I PART B Relationship Name Risk Rating Comments: Booking Center Cil NY 0 NY/Offshore 7 Offshore 0 Moderate Risk Risk High Risk Yoonsun Chung (Compliance Signature) 0 DB Employee 0 DB Managed PIC 0 DB is Trustee/Co-Trustee K Bearer Shares 4. Attachments A. Type of Photo ID Provided

n Assets Control (OFAC)? H. Does the client or related party have any financial or other association/ interactions within high risk countries? I. Corporate Documentation Attached (Legal Entities Only) J. Undisclosed Principal Form Complete (Intermediaries Only) A Yes No Yes A No Yes A No Yes A No A Yes Yes No Not App

US/LatAm/Int'l PART B Relationship Name Booking Center EPSTEIN, JEFFREY RELATIONSHIP if! NY NY/Offshore Offshore Moderate Risk gq High Risk Yoonsun Chung (Compliance Signature) DB Employee DB Managed PIC DB is Trustee/Co-Trustee 4. Attachments A. Type of Photo ID Provided B. im Drivers License