Epstein Secrets

Factiva, Reuters, Dow Jones, D&B) Oyes ONO negative results found ales 0 No Denial Orders checks complete trA yes 0 No negative results found Oyes 2 No Marty dale-Hubbell searched (Lawyers/Law Hems only) 0 Yes fil No negative results found MI yes • No Please summarize any negative results fro

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ults found Dyes 2 reo PCR checks complete 21Yes O No negative results found Oyes @ No OFAC checks complete n Yes • No negative results found Oyes 2 No BIS searches complete (Lees/Nexls, Factra, Reuters, Dow Jones, D&B) izi yes O No negative results found • Yes 0 No Denial Ciders checks compl

14 of 14 (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Of ficen, Brokers, Client Managers. etc. Deutsche Bank Americas New York https://dbforcepb.my.salesforce.com/serviet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e)

ly LIri Yes 2 No for the purpose of transferring shares to third parties' Is there any indkation this could be a prohibited business relationsho, Oyes 2 No Are the bearer shares identified subject to acceptable controls' Oyes Olio https://dbforcepb.my.salesforce.com/serviet/servlet.Integration?lid=

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers. etc. Deutsche Bank Americas New York Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

lts found @ yes 0 No PCR checks complete 2 Yes 0 No negative results found Oyes @ No OFAC checks complete ni yes • No negative results found Oyes 2 No WS searches complete (Lois/MAL Factva, Reuters, Dow Jones, Eli Oyes 0 No negative results found ales 0 No Denial Orders checks complete 0 ye

of 13 1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. 211 Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002734 EFTA_000 16208 EFTA00166960

resins found 2Yes • No PO checks complete 191 Yes O No negabve restlis found @Yes O No OFAC checks complete n Yes O No negabve resins found Oyes 2 No BIS searches complete (IexISMOCIS, Factiva, Reuters, Dow Jones, D&B) 2 yes O No negabve results found @Yes O No Denial Orders cheats complete

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office's, Brokers, Client Managers, etc. Deutsche Bank Americas New York rA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000375 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0IN3000000

gative rest found Oyes n No PCR checks complete 2 Yes 0 No negative resins found Ekes 0 No OFAC checks complete Yes 0 No negative rest found Oyes 2 No BIS searches complete (Lexis/Nens, Factiva, Reuters, Dow Jones, D&B) yes 0 No negative rest found Oyes Eil No Denial Orders checks complete

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000299 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9

cks, Factiva, Reuters, Dow Jones, M) 2 Yes 0 No negative rest found Oyes Eil No Denial Orders checics complete Yes 0 No negative results found Oyes 2 No Martindale-Hubbell searched (Lawyers/Law Flinn only) afes RI No negative rest found 0 Yes 0 No D. Please summarize any negative results from

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000162 1.1§et92814145 EFIA_000 19055 EFTA00168802

count approx. one year after opening? 1 100000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? Oyes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check t

bforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... U§192824109 EFIA_00019019 EFTA00168766 KYC Print Page 26 of 26 Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000147 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9D

is/Nerls, Factiva, Reuters, Dow Jones, M) 2 Yes 0 No negative rest found Oyes Eil No Denial Orders sheds complete Yes 0 No negative rest found Oyes 2 No Martindale-Hubbell searched (Lawyers/Law Firms only) 0 Yes 0 No negative rest found OYes 0 No D. Please summarize any negative results from

C Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Office's, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000245 UM92814208 EFIA_00019118 EFTA00168865

company expressly for the purpose of transferring shares to third parties? Is there any indication this could be a prorated business relationship? Oyes 2 No Oyes Mho Are the bearer shares Identified subject to acceptable controls? O Yes B No CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. le) DB-SONY-

C Policy (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. le) DB-SDNY-0000416 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0IN30000000D9D