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ecks complete ayes Os negative results found 0 Yes • No OFAC checks complete @Yes O No negative results found DV's No BIS searches complete (Lexis/Neds, Pada, Reuters, Dow Jones, D&B) @yes ONG negative results found afa @No Denial Orders checks complete @Yes ON° negative results found OYes N
tening litigation or any of subsidiaries or customer against Deutsche Bank AG or any of its subsidiaries/ (If Yes, peon* *tads below and contact Quality Mgt O yes 2 N0 (LutintalRpoo the Regulatory Control Group and notify Compbance immeolwreW) G. Does the cant or related party have any Mantel or other as
omplete F yes F No negative results found F Yes Fheo OFAC checks complete F Yes F No negative results found F Yes F NO BIS searches complete (Lexis/Neds, Factiva, Reuters, Dow Jones, r yes r- No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results f
is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No prow* details below and contact Quality Mgt (LatAni/Intl) or the geode:ay Control Group and noOfy Compliance immediately) client or related party have any financial or other association / int
omplete F Yes F No negative results found F yes F No OFAC checks complete F Yes F No negative results found F yes F No BIS searches complete (Lexis/Neds, Factiva, Reuters, Dow Jones, F yes r— to negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative resift fo
the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, F Yes F No provide details below and contact Quality Mgt (LatAm/Intl) or de Regliatory Control Gump and nobly Compliance immediately) the client or related party have any financial or other association /
Entities connected to both Lexis/Neds and Quality Mgt

Jeffrey Epstein
PERSONMartindale-Hubbell
ORGANIZATION
Dow Jones
ORGANIZATIONLawyers/Law Firms
ORGANIZATION
Eric Holder
PERSONTrustee/Co-Trustee
ORGANIZATION
U.S. Virgin Islands
LOCATION
the Office of Foreign Assets Control
ORGANIZATION
Financial Trust Company
ORGANIZATIONDarren Indyke
PERSON
Les Wexner
PERSON
Paul Morris
PERSONDeutsche Bank Americas New York
ORGANIZATION
Paul Volcker
PERSONJanice Franklin
PERSON
Deutsche Bank
ORGANIZATIONI. Corporate Documentation Attached
ORGANIZATIONBrian M. Biggar
PERSONHarry Beller
PERSONJ. Epstein & Co.
ORGANIZATION