Epstein Secrets

ot required. ONSHORE APPROVALS Client Facing Professional (CFP). Paul Morris (Signature) Paul Morris 10/24/2013 Office DrectoriBusiness Head: Brian M. Biggar /Brian (Signature) M. Biggar 10/24/2013 Regional Office Director: (Signature) All Business Risk: (Signature) NIL Compliance: Jacqueline Ugh

untry of nationality kr S years a more? O yes @rye ProfessionfOccupabon: Self Empolyed Tax ID / SSN: Current Employer: Southern Financial LLC Posibon/Trtle/Rank: President Address of employer: Does the person work as senior executive of a DB-recognized regulated entity In the financial ndustry' or an enti

frey Epstein ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 10/3/2013 Office Director/Business Head: Brian M. Biggar (Signature) Arian M. Biggar 10/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. Janice Rankin Jac

ntry of nationality far S years or more El yes @No Profession/Occupation: Self Employed Tax ID / SSN: Current Employer: Southern Rnancial LLC Posibon/Trtle/Rank: President Address of employer: 6100 Red Hook Quarter 83 St Thomas USW 00802 Does the person work as senior executive of a DB-recognized regulate

. case Comments ONSHORE APPROVALS Client Facing Prifessional (CEP): Paul MOUS (S1gaatUre) Paul MIXII‘ 9/4/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian Fl. B•ggar 9/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) M.11 Comp' once Janice Farads, G

ntry of nationality far S years or more El yes @No ProfessionfOccupabon: Self Employed Tax ID / SSN: Current Employer: Southern Financial LLC Posibon/Trtle/Rank: President Address of employer: 6100 Red Hook Quarter 83 St Thomas USW 00802 Does the person work as senior executive of a DB-recognized regulate