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ROVALS Ghent Fadng Professional (UP): Paul Morris Signature) , aul Morns 10/22/2013 Office Director/Business Head: Bnan M. Biggar Signature) Brian M. Biggar 10/23/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compiance: Jacqueline Lightbody Janice Franklin (Signatu
b-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMEN7': Deutsche Bank Private Wealth SONY_GM_00053544 httpsl/na4.salesforce.com/servle frittpriEtrirttACE/D9Diaceid=50060... 11/15/2013 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-00
M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms Signature) aul Moms 7/17/2013 Office Director/Business Head: Brian M. Biggar Signature) rian M. Biggar 7/18/2013 Regional Office Director: Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013
Sub-Market Team Head MTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PR/ VATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth SDNY_GM_00064641 CONFIDENTIAL - PURSUANT TO FED. R. Fit) DB-SDNY-0027466 https://na4.salesforce.com/servIel FIBENTIIkt 0D9Di&eid=500600... 8/2
s to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) Paul Morris 7/17/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 7/18/2013 Regional Office Director: (Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/201
ub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth https://na4.sal esforce.corn/servlet/servlet. Integration?' id=01N30000000D9Di &eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P.
Entities connected to both Brian M. Biggar and Deutsche Bank Private Wealth

Paul Morris
PERSON
Jeffrey Epstein
PERSON
Dow Jones
ORGANIZATION
Financial Trust Company
ORGANIZATION
Les Wexner
PERSON
U.S. Virgin Islands
LOCATION
Eric Holder
PERSONJanice Franklin
PERSONMartindale-Hubbell
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATIONDeutsche Bank Americas New York
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONLexis/Nexis
ORGANIZATIONTIN/EIN
ORGANIZATIONDarren Indyke
PERSON
JPMorgan Chase
ORGANIZATIONJ. Epstein & Co.
ORGANIZATIONQuality Mgt
ORGANIZATIONI. Corporate Documentation Attached
ORGANIZATION