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s to display. ONSHORE APPROVALS Client Eating Profeksional (CFPX Paul Morris 'Signature) Paul Morris 10/2/2013 Office Director/Business Head: Brian M. Biggar ‘'Signat . we) Brien M. Biggar 10/3/2013 Regional Mice Director Signature) AML Business Risk: (Signature) AML Compliance: )acgtel.ne Lghtbod
Policy 1) Client Facing Professionals (CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers.. Brokers, Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00039748 https://dbforcepb.my.salesforCCINErIlDaliTuJiA14000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD
ately. .... ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o J
Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00053587 CONFIDENTIAL - PURSUANT TO FED_ R. 'Mr hups://na4.salesforce.com/servle pEyEtrirtpAEM9Diateid=500600... 3/21/2014 DB-SDNY-00164
ately. .... ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o J
YC Policy (i) Client Facing Professionals (CFPV include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_Ght00053616 littps://na4.salesforce.com/servle pliREINFRAtD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. FP.IM I"" DB-SD
YC #1082293. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Brian M. Biggar \(Signature) Bnan M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill Janice
Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SONY_GM_00053761 Imps1/864.salesforce.com/servle f itrEjElfrpACE/D9Diateid=500600... 4/10/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016585
separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o J
Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SON Y_Ght00053822 hups://na4.salesforce.comiservle fristrEjetneD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016646
calculator not required. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris "Signature) >au! Moms Office Director/Business Head: Brian M. Biggar "Signature) 3rian M. Biggar Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Michae
Policy (i) Client Facing Professionals (CFP :5) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SDNY_GM_00013490'a hupslina4.salesforce.comiservlet CONFIDENTIAL - PURSUANT TO FED_ R. pEyEIVFMCE:09Diaceid=50060... 10/30/2013 DB-SDNY-0027734 E
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