3
Shared Docs
3
Same-Page
3 / 3
Mentions
na KVC £1082203. ONSHORE APPROVALS Client Facing Professional (CFP): Paul MOMS Signature) /at/ Heirs 2,20201.1 Office DirectegiBusInecks Head: Brian M. Biggar Signature) Scion M. Biggar Regional Office Director: Signature) APR. OusinOSS Risk (Signature) ANL Comploroce: Gwen HI Janice Franklin (Sig
s or regimes sanctioned by the Office of Foreign Assets Control (OFAC)' H. Does the tient or related party have any financial or other association/ Interactions within high risk D yes 2 do countries? I. Corporate Documentation Attached (Legal Entities Only) 10 yes Duo U Not Appkable I. Undhcbsed Principa
calculator not required. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris "Signature) >au! Moms Office Director/Business Head: Brian M. Biggar "Signature) 3rian M. Biggar Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Michae
untries or regimes sanctioned by the Office of Foreign Assets Control (MC)? ' H' the client arelated party have any financial or other association/ Interactions r yes F No - within high risk countries? SDNY_GM_00064906 CONFIDENTIAL - PURSUANT TO FED. R. M) I I"' DB-SONY-0027731 hups://na4.salesforce.
ROVALS Client Facing Professional (CFP). Paul Morns (Signature) Paul Wens 2/24/2014 Office DirectorBusiness Head: Bnan M. Biggar (Signature) Brian M. Biggar 2/W2014 Regional Office Director (Signature) NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted
ce Foreign Assets Control countries or regimes sanctioned of (OFAC)' H. Does the client or related party have any financial or other assoaalion/ Interactions within high risk o yes 2 No countries, I. Corporate Documentation Attached (Legal Enbbes Only) 0 Yes • No • Not Appkable 1. Undisclosed Principa
Entities connected to both Brian M. Biggar and Interactions

Jeffrey Epstein
PERSON
Paul Morris
PERSON
Dow Jones
ORGANIZATION
Financial Trust Company
ORGANIZATION
U.S. Virgin Islands
LOCATION
Eric Holder
PERSON
Les Wexner
PERSONJanice Franklin
PERSONMartindale-Hubbell
ORGANIZATION
the Office of Foreign Assets Control
ORGANIZATION
Paul Volcker
PERSONDarren Indyke
PERSONDeutsche Bank Americas New York
ORGANIZATIONTrustee/Co-Trustee
ORGANIZATION
Deutsche Bank
ORGANIZATIONLawyers/Law Firms
ORGANIZATIONHarry Beller
PERSONTIN/EIN
ORGANIZATIONDeutsche Bank Private Wealth Management
ORGANIZATION
Bear Stearns
ORGANIZATION