Epstein Secrets

option process. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris Signature) Paul Morns 9/4/2013 Office Director/Business Head: Brian M. Biggar Signature) Brian M. Biggar 9/4/2013 Regan! Mae Director *mount) NIL Business ma (Signature) MIL Compliance: Janke Franklin Jacqueline Ughtb

Factiva, Reuters, Dow Jones, D&B) Oyes ONO negative results found ales 0 No Denial Orders checks complete trA yes 0 No negative results found Oyes 2 No Marty dale-Hubbell searched (Lawyers/Law Hems only) 0 Yes fil No negative results found MI yes • No Please summarize any negative results fro

. Cage Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) Paul Morris 9/4/2013 Office DrectoriBusiness Head: Brian M. Biggar (Signature) Brian M. Biggar 9/4/2013 Regional Office Director (Signature) AML Business Risk (Signature) AfIc Corupiirsr lance Franklin Gwen

O found Ores @ searches complete (Le:els/Neck, yes No negative results No Denial Orders cheeks complete E yes O No negative results fond Oyes 2 No Martindale-Hubbell searched (Lawyers/ Law Firms only) Dyes R No negative results found Dyes • No Please surnniarte any negative results from

ot required. ONSHORE APPROVALS Client Facing Professional (CFP). Paul Morris (Signature) Paul Morris 10/24/2013 Office DrectoriBusiness Head: Brian M. Biggar /Brian (Signature) M. Biggar 10/24/2013 Regional Office Director: (Signature) All Business Risk: (Signature) NIL Compliance: Jacqueline Ugh

ults found Dyes 2 reo PCR checks complete 21Yes O No negative results found Oyes @ No OFAC checks complete n Yes • No negative results found Oyes 2 No BIS searches complete (Lees/Nexls, Factra, Reuters, Dow Jones, D&B) izi yes O No negative results found • Yes 0 No Denial Ciders checks compl

ROVALS Client Facing Professional (CFP). Paul Morns (Signature) Paul Wens 2/24/2014 Office DirectorBusiness Head: Bnan M. Biggar (Signature) Brian M. Biggar 2/W2014 Regional Office Director (Signature) NIL Business Risk: (Signature) AML Compliance: Gwen Pill oiblo Janke Franklin Jacqueline Lighted

lts found @ yes 0 No PCR checks complete 2 Yes 0 No negative results found Oyes @ No OFAC checks complete ni yes • No negative results found Oyes 2 No WS searches complete (Lois/MAL Factva, Reuters, Dow Jones, Eli Oyes 0 No negative results found ales 0 No Denial Orders checks complete 0 ye

make 2 new KYCS ONSHORE APPROVALS Cent Facing Professional (CEP): Paul Morris ;Signature) Paul Moms 10/3/2013 Office Directorffiusiness Head: Brian M. Biggar (Signature) Brian al. &ggar 10/4/201.3 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline LIght

count approx. one year after opening? 1 100000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? Oyes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check t